Home/Filings/4/0001227025-17-000101
4//SEC Filing

Sitler Benjamin Lee 4

Accession 0001227025-17-000101

CIK 0001227025other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 4:16 PM ET

Size

6.9 KB

Accession

0001227025-17-000101

Insider Transaction Report

Form 4
Period: 2017-08-02
Sitler Benjamin Lee
VP, Global Sales
Transactions
  • Exercise/Conversion

    Restricted Stock Units (right to acquire)

    2017-08-024,80011,200 total
    Exercise: $0.00Exp: 2019-08-02Common Stock (4,800 underlying)
  • Exercise/Conversion

    Common Stock

    2017-08-02+4,80088,111 total
Footnotes (2)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F2]30% of the Shares shall vest on the first 12-month anniversary of the Vesting Commencement Date, 30% vest on the second 12-month anniversary of the Vesting Commencement Date, and the remaining 40% will vest on the third 12-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeother

Related Parties

1
  • filerCIK 0001490217

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 4:16 PM ET
Size
6.9 KB