Sitler Benjamin Lee 4
4 · NEOPHOTONICS CORP · Filed Aug 4, 2017
Insider Transaction Report
Form 4
Sitler Benjamin Lee
VP, Global Sales
Transactions
- Exercise/Conversion
Restricted Stock Units (right to acquire)
2017-08-02−4,800→ 11,200 totalExercise: $0.00Exp: 2019-08-02→ Common Stock (4,800 underlying) - Exercise/Conversion
Common Stock
2017-08-02+4,800→ 88,111 total
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F2]30% of the Shares shall vest on the first 12-month anniversary of the Vesting Commencement Date, 30% vest on the second 12-month anniversary of the Vesting Commencement Date, and the remaining 40% will vest on the third 12-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.