4//SEC Filing
Tarazi Ihab Saad 4
Accession 0001227025-19-000065
CIK 0001227025other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 4:39 PM ET
Size
10.9 KB
Accession
0001227025-19-000065
Insider Transaction Report
Form 4
Tarazi Ihab Saad
Director
Transactions
- Exercise/Conversion
Common Stock
2019-06-05+6,932→ 13,664 total - Award
Non-Qualified Stock Option (right to buy)
2019-06-04+14,056→ 14,056 totalExercise: $4.33Exp: 2029-06-03→ Common Stock (14,056 underlying) - Award
Restricted Stock Units (right to acquire)
2019-06-04+10,854→ 10,854 totalExercise: $0.00Exp: 2020-06-04→ Common Stock (10,854 underlying) - Exercise/Conversion
Restricted Stock Units (right to acquire)
2019-06-05−6,932→ 0 totalExercise: $0.00→ Common Stock (6,932 underlying)
Footnotes (3)
- [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
- [F2]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
- [F3]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001657370
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 4:39 PM ET
- Size
- 10.9 KB