Yee Yang Chiah 4
4 · NEOPHOTONICS CORP · Filed Mar 26, 2021
Insider Transaction Report
Form 4
Yee Yang Chiah
Senior VP, Global Sales
Transactions
- Disposition to Issuer
Common Stock
2021-03-25$11.85/sh−3,646$43,205→ 85,229 total - Exercise/Conversion
Common Stock
2021-03-25+10,542→ 88,875 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2021-03-25−10,542→ 0 totalExercise: $0.00Exp: 2021-03-25→ Common Stock (10,542 underlying)
Footnotes (3)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date.