4//SEC Filing
Yee Yang Chiah 4
Accession 0001227025-21-000042
CIK 0001227025other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 9:13 PM ET
Size
8.3 KB
Accession
0001227025-21-000042
Insider Transaction Report
Form 4
Yee Yang Chiah
Senior VP, Global Sales
Transactions
- Disposition to Issuer
Common Stock
2021-03-25$11.85/sh−3,646$43,205→ 85,229 total - Exercise/Conversion
Common Stock
2021-03-25+10,542→ 88,875 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2021-03-25−10,542→ 0 totalExercise: $0.00Exp: 2021-03-25→ Common Stock (10,542 underlying)
Footnotes (3)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]100% of the underlying shares shall vest on the one-year anniversary of the Vesting Commencement Date, subject to the recipient's continued service through such date.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001735531
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 9:13 PM ET
- Size
- 8.3 KB