Yee Yang Chiah 4
4 · NEOPHOTONICS CORP · Filed Apr 13, 2021
Insider Transaction Report
Form 4
Yee Yang Chiah
Senior VP, Global Sales
Transactions
- Disposition to Issuer
Common Stock
2021-04-09$12.00/sh−3,977$47,724→ 92,752 total - Exercise/Conversion
Common Stock
2021-04-09+11,500→ 96,729 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2021-04-09−11,500→ 34,500 totalExercise: $0.00Exp: 2024-04-09→ Common Stock (11,500 underlying)
Footnotes (3)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.