4//SEC Filing
Yee Yang Chiah 4
Accession 0001227025-21-000071
CIK 0001227025other
Filed
Apr 12, 8:00 PM ET
Accepted
Apr 13, 6:07 PM ET
Size
8.3 KB
Accession
0001227025-21-000071
Insider Transaction Report
Form 4
Yee Yang Chiah
Senior VP, Global Sales
Transactions
- Disposition to Issuer
Common Stock
2021-04-09$12.00/sh−3,977$47,724→ 92,752 total - Exercise/Conversion
Common Stock
2021-04-09+11,500→ 96,729 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2021-04-09−11,500→ 34,500 totalExercise: $0.00Exp: 2024-04-09→ Common Stock (11,500 underlying)
Footnotes (3)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001735531
Filing Metadata
- Form type
- 4
- Filed
- Apr 12, 8:00 PM ET
- Accepted
- Apr 13, 6:07 PM ET
- Size
- 8.3 KB