NEOPHOTONICS CORP·4

Jun 3, 4:56 PM ET

ABBE CHARLES J 4

4 · NEOPHOTONICS CORP · Filed Jun 3, 2021

Insider Transaction Report

Form 4
Period: 2021-06-01
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2021-06-01+7,6417,641 total
    Exercise: $10.17Exp: 2031-05-31Common Stock (7,641 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2021-06-01+4,6214,621 total
    Exercise: $0.00Exp: 2022-06-01Common Stock (4,621 underlying)
Footnotes (3)
  • [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT