Home/Filings/4/0001227025-21-000115
4//SEC Filing

ABBE CHARLES J 4

Accession 0001227025-21-000115

CIK 0001227025other

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 4:56 PM ET

Size

7.5 KB

Accession

0001227025-21-000115

Insider Transaction Report

Form 4
Period: 2021-06-01
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2021-06-01+7,6417,641 total
    Exercise: $10.17Exp: 2031-05-31Common Stock (7,641 underlying)
  • Award

    Restricted Stock Units (right to acquire)

    2021-06-01+4,6214,621 total
    Exercise: $0.00Exp: 2022-06-01Common Stock (4,621 underlying)
Footnotes (3)
  • [F1]This option shall vest ratably at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeother

Related Parties

1
  • filerCIK 0001037108

Filing Metadata

Form type
4
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 4:56 PM ET
Size
7.5 KB