4//SEC Filing
cheung Chiyue 4
Accession 0001227025-21-000246
CIK 0001227025other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 6:24 PM ET
Size
18.5 KB
Accession
0001227025-21-000246
Insider Transaction Report
Form 4
cheung Chiyue
VP and COO
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-04$15.04/sh−33,000$496,320→ 0 totalExercise: $7.59Exp: 2025-10-26→ Common Stock (33,000 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-04$15.04/sh−30,000$451,200→ 0 totalExercise: $12.27Exp: 2026-08-01→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock
2021-11-04$7.59/sh+33,000$250,470→ 33,000 total - Sale
Common Stock
2021-11-04$15.04/sh−33,000$496,320→ 0 total - Sale
Common Stock
2021-11-04$15.04/sh−29,000$436,160→ 0 total - Exercise/Conversion
Common Stock
2021-11-04$12.27/sh+30,000$368,100→ 30,000 total - Sale
Common Stock
2021-11-04$15.04/sh−30,000$451,200→ 0 total - Exercise/Conversion
Common Stock
2021-11-04$8.07/sh+29,000$234,030→ 29,000 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2021-11-04$15.04/sh−29,000$436,160→ 0 totalExercise: $8.07Exp: 2027-07-31→ Common Stock (29,000 underlying)
Footnotes (4)
- [F1]Sale pursuant to a trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F2]50% of the Shares shall vest on the 18-month anniversary of the Vesting Commencement Date, 25% vest on the next 12-month anniversary of the Vesting Commencement Date, and the remaining 25% will vest on the next 6-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.
- [F3]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries.
- [F4]30% of the Shares shall vest on the first 12-month anniversary of the Vesting Commencement Date, 30% vest on the second 12-month anniversary of the Vesting Commencement Date, and the remaining 40% will vest on the third 12-month anniversary of the vesting Commencement Date, so long as the optionee remains an employee of or consultant to the Company or its qualifying subsidiaries.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001489294
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 6:24 PM ET
- Size
- 18.5 KB