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4//SEC Filing

cheung Chiyue 4

Accession 0001227025-21-000252

CIK 0001227025other

View on SEC.gov Company Profile

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 6:19 PM ET

Size

7.7 KB

Accession

0001227025-21-000252

Insider Transaction Report

Form 4

Period: 2021-12-09

NEOPHOTONICS CORPNPTN

VP and COO

Transactions

Exercise/Conversion
Common Stock
2021-12-09$5.11/sh+75,000$383,250→ 75,000 total
Exercise/Conversion
Stock Appreciation Right
2021-12-09−75,000→ 0 total
Exercise: $5.11From: 2019-12-12Exp: 2022-12-11→ Common Stock (75,000 underlying)
Disposition to Issuer
Common Stock
2021-12-09$15.32/sh−75,000$1,149,000→ 0 total

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NEOPHOTONICS CORP

CIK 0001227025

Entity typeother

Related Parties

1

filerCIK 0001489294

Filing Metadata

Form type: 4
Filed: Dec 9, 7:00 PM ET
Accepted: Dec 10, 6:19 PM ET
Size: 7.7 KB

View on SEC.gov