4//SEC Filing
Jenks Timothy Storrs 4
Accession 0001227025-22-000110
CIK 0001227025other
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 5:00 PM ET
Size
12.4 KB
Accession
0001227025-22-000110
Insider Transaction Report
Form 4
Jenks Timothy Storrs
DirectorPresident, CEO and Chairman
Transactions
- Exercise/Conversion
Restricted Stock Units (right to acquire)
2022-07-20−33,950→ 101,850 totalExercise: $0.00From: 2022-07-20Exp: 2025-07-20→ Common Stock (33,950 underlying) - Disposition to Issuer
Common Stock
2022-07-20$15.71/sh−15,913$249,993→ 431,334 total - Exercise/Conversion
Common Stock
2022-07-20+33,950→ 465,284 total
Holdings
- 32,465(indirect: By Trust)
Common Stock
- 32,465(indirect: By Trust)
Common Stock
- 3,200(indirect: By Trust)
Common Stock
- 3,076(indirect: By Trust)
Common Stock
- 3,798(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Represents shares held by Timothy S. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
- [F3]Represents shares held by Atsuko K. Jenks in a Charitable Lead Annuity Trust dated April 28, 2022.
- [F4]Represents shares held by Timothy S. Jenks and Atsuko K. Jenks Declaration of Trust dated January 7, 1996.
- [F5]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F6]25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001488795
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 5:00 PM ET
- Size
- 12.4 KB