NEOPHOTONICS CORP·4

Jul 22, 5:01 PM ET

Eby Elizabeth Lynne 4

4 · NEOPHOTONICS CORP · Filed Jul 22, 2022

Insider Transaction Report

Form 4
Period: 2022-07-20
Transactions
  • Disposition to Issuer

    Common Stock

    2022-07-20$15.71/sh4,660$73,209372,304 total
  • Exercise/Conversion

    Common Stock

    2022-07-20+13,475385,779 total
  • Exercise/Conversion

    Restricted Stock Units (right to acquire)

    2022-07-2013,47540,425 total
    Exercise: $0.00From: 2022-07-20Exp: 2025-07-20Common Stock (13,475 underlying)
Footnotes (3)
  • [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
  • [F3]25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT