4//SEC Filing
Eby Elizabeth Lynne 4
Accession 0001227025-22-000137
CIK 0001227025other
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 5:54 PM ET
Size
13.5 KB
Accession
0001227025-22-000137
Insider Transaction Report
Form 4
Eby Elizabeth Lynne
SVP, CFO
Transactions
- Exercise/Conversion
Common Stock
2022-07-30+2,666→ 388,445 total - Exercise/Conversion
Common Stock
2022-07-30+10,000→ 398,445 total - Disposition to Issuer
Common Stock
2022-07-30$16.00/sh−3,458$55,328→ 394,987 total - Disposition to Issuer
Common Stock
2022-07-30$16.00/sh−922$14,752→ 394,065 total - Exercise/Conversion
Restricted Stock Units (right to acquire)
2022-07-30−10,000→ 10,000 totalExercise: $0.00Exp: 2023-07-30→ Common Stock (10,000 underlying) - Exercise/Conversion
Restricted Stock Units (right to acquire)
2022-07-30−2,666→ 0 totalExercise: $0.00From: 2022-07-30Exp: 2022-07-30→ Common Stock (2,666 underlying)
Footnotes (4)
- [F1]Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person.
- [F2]Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]The shares vest in three equal annual installments, so long as the person remains an employee of or consultant to the Company or its qualifying subsidiaries. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
- [F4]25% of the underlying shares shall vest on each year anniversary of the Vesting Commencement Dates, subject to the recipient's continued service through such date.
Documents
Issuer
NEOPHOTONICS CORP
CIK 0001227025
Entity typeother
Related Parties
1- filerCIK 0001714866
Filing Metadata
- Form type
- 4
- Filed
- Aug 1, 8:00 PM ET
- Accepted
- Aug 2, 5:54 PM ET
- Size
- 13.5 KB