4/A//SEC Filing
ESSEX CORPORATION 4/A
Accession 0001227356-04-000013
CIK 0000355199operating
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 5:49 PM ET
Size
10.3 KB
Accession
0001227356-04-000013
Insider Transaction Report
Form 4/AAmended
LEONARD H JEFFREY
Director
Transactions
- Sale
Common Stock, no par value
2004-12-21$15.62/sh−182,366$2,848,557→ 567,552 total(indirect: See footnotes) - Sale
Common Stock, no par value
2004-12-21$15.62/sh−50,000$781,000→ 199,973 total(indirect: See footnotes) - Purchase
Common Stock, no par value
2004-12-21+0→ 27,500 total
Footnotes (7)
- [F1]This Form 4 is being filed to report the Reporting Person's direct and indirect beneficial ownership of the Issuer's securities as of December 21, 2004.
- [F2]The entities and individual identified in the footnotes of this Form may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that such entities and individual are members of such group.
- [F3]The amount of securities shown in this row is owned directly by GEF Technology Managers Co., LLC ("GETM").
- [F4]The amount of securities shown in this row is owned directly by GEF Management Corporation ("GEFMC").
- [F5]The managing member of GETM is Global Environment Capital Company, LLC ("GECC"). The investment adviser to GECC is GEFMC. Leonard is the president and a director of GEFMC and, as such, may be deemed to be the beneficial owner of all of the Shares directly or beneficially owned by GETM, GECC and/or GEFMC. Leonard does not have a pecuniary interest in all of such securities. Leonard disclaims any beneficial ownership of such securities for purposes of Rule 16(a)-1(a) under the '34 Act or otherwise.
- [F6]GETM, GECC and GEFMC, together with Global Environment Strategic Technology Partners, L.P. ("GESTP") were but no longer are subject to Section 16 with respect to the Issuer. See the Form 4 jointly filed by such entities and Leonard on November 30, 2004 for such entities exit filing.
- [F7]The amount of securities shown in this row is owned directly by H. Jeffrey Leonard ("Leonard").
Documents
Issuer
ESSEX CORPORATION
CIK 0000355199
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0000355199
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 5:49 PM ET
- Size
- 10.3 KB