Berger Steven N. 4
4 · COMPASS MINERALS INTERNATIONAL INC · Filed Mar 28, 2018
Insider Transaction Report
Form 4
Berger Steven N.
Senior Vice President
Transactions
- Purchase
Common Stock
2018-03-28$59.35/sh+750$44,513→ 5,394 total
Holdings
- 204(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This purchase of shares is matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of 311 shares on March 12, 2018, which were sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and release of restricted stock units. The March 12, 2018 sale was made to satisfy tax withholding obligations funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. The Reporting Person has agreed to pay the Issuer $1,200.46, representing the full amount of profit realized in connection with the short-swing transaction.
- [F2]Of the reported shares, 15 shares are held jointly with the Reporting Person's spouse.
- [F3]The reported number is based on a 401(k) plan statement dated as of March 27, 2018.