Home/Filings/4/0001228034-10-000002
4//SEC Filing

HIRAM RON 4

Accession 0001228034-10-000002

CIK 0001103184other

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 2:44 PM ET

Size

21.3 KB

Accession

0001228034-10-000002

Insider Transaction Report

Form 4
Period: 2010-12-03
HIRAM RON
Director
Transactions
  • Disposition to Issuer

    Stock Options

    2010-12-031,2500 total
    Exercise: $6.50Exp: 2012-03-13Common Stock (0 underlying)
  • Disposition to Issuer

    Deferred Stock Units

    2010-12-03$2.33/sh3,105.59$7,2360 total
    From: 2010-12-03Exp: 2012-01-02Common Stock (0 underlying)
  • Disposition to Issuer

    Stock Options

    2010-12-031,2500 total
    Exercise: $20.22Exp: 2015-03-16Common Stock (0 underlying)
  • Disposition to Issuer

    Deferred Stock Units

    2010-12-03$2.33/sh1,375$3,2040 total
    From: 2010-12-03Exp: 2011-01-03Common Stock (0 underlying)
  • Disposition to Issuer

    Stock Options

    2010-12-031,2500 total
    Exercise: $92.94Exp: 2011-03-07Common Stock (0 underlying)
  • Disposition to Issuer

    Common Stock

    2010-12-03$2.33/sh4,375$10,1940 total
  • Disposition to Issuer

    Stock Options

    2010-12-031,2500 total
    Exercise: $2.62Exp: 2013-03-17Common Stock (0 underlying)
  • Disposition to Issuer

    Stock Options

    2010-12-031,2500 total
    Exercise: $15.90Exp: 2014-03-12Common Stock (0 underlying)
Footnotes (8)
  • [F1]On October 12, 2010, Ulticom, Inc. ("Ulticom"), Utah Intermediate Holding Corporation and Utah Merger Corporation ("Merger Sub") entered into a merger agreement (the "Merger Agreement") which provided for a merger in which Merger Sub will merge with and into Ulticom with Ulticom as the surviving corporation (the "Merger"). At the effective time on December 3, 2010, each issued and outstanding share of Ulticom common stock was cancelled and converted into the right to receive $2.33 in cash.
  • [F2]Pursuant to the terms of the Merger Agreement, these options were cancelled because the exercise price was greater than the merger consideration of $2.33 per share.
  • [F3]Pursuant to the terms of the Merger Agreement, each unit of deferred stock was converted into the right to receive an amount equal to the merger consideration multiplied by the number of shares of Ulticom common stock formerly represented by such deferred stock.
  • [F4]These options vested in four equal installments on 4/30/2005, 7/30/2005, 10/30/2005 and 1/31/2006.
  • [F5]These options vested 100% on 9/7/2004.
  • [F6]These options vested 100% on 3/7/2002.
  • [F7]These options vested 100% on 3/17/2004.
  • [F8]These options vested 100% on 3/13/2003.

Issuer

ULTICOM, INC

CIK 0001103184

Entity typeother

Related Parties

1
  • filerCIK 0001228034

Filing Metadata

Form type
4
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 2:44 PM ET
Size
21.3 KB