Northern Power Systems Corp. 4
4 · Northern Power Systems Corp. · Filed Dec 2, 2014
Insider Transaction Report
Form 4
ELLIS ALEXANDER III
Director
Transactions
- Other
Class B Restricted Voting Shares
2014-11-30−1,779,522→ 0 total(indirect: Footnote) - Other
Common Shares
2014-11-30+1,779,522→ 4,892,665 total(indirect: Footnote)
Footnotes (2)
- [F1]Represents the automatic conversion of all Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Shares are held directly by RockPort Capital Partners III, L.P. Reporting Person is a General Partner of RockPort Capital Partners III, L.P., and therefore may be deemed to hold voting and dispositive power over the shares held by RockPort Capital Partners III, L.P. Reporting Person disclaims beneficial ownership of the shares held by RockPort Capital Partners III, L.P.