4//SEC Filing
FIRST ALBANY COMPANIES INC 4
Accession 0001228618-04-000064
CIK 0000782842operating
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 11:18 AM ET
Size
13.1 KB
Accession
0001228618-04-000064
Insider Transaction Report
Form 4
Sheedy Thomas W Jr
Executive Managing Director
Transactions
- Exercise/Conversion
Common Stock
2004-12-01$5.06/sh+7,364$37,277→ 95,570 total - Exercise/Conversion
Common Stock
2004-12-01$5.77/sh+2,636$15,206→ 98,206 total - Exercise/Conversion
Stock Option (right to buy)
2004-12-01−7,364→ 5,789 totalExercise: $5.06From: 2004-06-11Exp: 2011-10-17→ Common Stock (7,364 underlying) - Sale
Common Stock
2004-12-01$9.25/sh−10,000$92,502→ 88,206 total - Exercise/Conversion
Stock Option (right to buy
2004-12-01−2,636→ 13,902 totalExercise: $5.77From: 2004-04-24Exp: 2012-04-23→ Common Stock (2,636 underlying)
Footnotes (4)
- [F1]Includes 5,141 shares of phantom stock units acquired under First Albany Companies Inc. Deferred Compensation Plan for Key Employees.
- [F2]Includes 51,651 shares of restricted stock granted under the Company's Long Term Incentive Plans and subject to certain vesting conditions.
- [F3]The original grant on 10/18/01 was an option to purchase 20,000 shares of common stock, and vests in four equal annual installments of approximately 25% beginning 06/11/02 through 06/11/05.
- [F4]The original grant on 04/24/02 was an option to purchase 15,000 shares of common stock, and vests in three equal annual installments of approximately 33% beginning 04/24/03 through 04/24/05.
Documents
Issuer
FIRST ALBANY COMPANIES INC
CIK 0000782842
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000782842
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 11:18 AM ET
- Size
- 13.1 KB