BAXTER INTERNATIONAL INC·4

Mar 30, 4:05 PM ET

STORM KORNELIS J. 4

4 · BAXTER INTERNATIONAL INC · Filed Mar 30, 2018

Insider Transaction Report

Form 4
Period: 2018-03-28
STORM KEES J
Director
Transactions
  • Exercise/Conversion

    Common Stock, $1 par Value

    2018-03-28$24.27/sh+4,320$104,84636,272 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$31.26/sh+4,990$155,98741,262 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$29.51/sh+4,020$118,63045,282 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$36.92/sh+3,930$145,09649,212 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-284,3200 total
    Exercise: $24.27From: 2011-05-04Exp: 2020-05-04Common Stock, $1 par value (4,320 underlying)
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$33.77/sh+3,760$126,97526,272 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-284,0200 total
    Exercise: $29.51From: 2013-05-08Exp: 2022-05-08Common Stock, $1 par value (4,020 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-284,1100 total
    Exercise: $39.83From: 2015-05-05Exp: 2024-05-06Common Stock, $1 par value (4,110 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-286,3600 total
    Exercise: $44.39From: 2017-05-02Exp: 2026-05-01Common Stock, $1 par value (6,360 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-284,9900 total
    Exercise: $31.26From: 2012-05-08Exp: 2021-05-03Common Stock, $1 par value (4,990 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-283,9300 total
    Exercise: $36.92From: 2014-05-07Exp: 2023-05-05Common Stock, $1 par value (3,930 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-2810,7890 total
    Exercise: $37.50From: 2016-05-05Exp: 2025-05-05Common Stock, $1 par value (10,789 underlying)
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$26.77/sh+5,680$152,05431,952 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$39.83/sh+4,110$163,70153,322 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$37.50/sh+10,789$404,58864,111 total
  • Exercise/Conversion

    Common Stock, $1 par value

    2018-03-28$44.39/sh+6,360$282,32070,471 total
  • Sale

    Common Stock, $1 par value

    2018-03-28$64.55/sh39,059$2,521,25831,412 total
  • Sale

    Common Stock, $1 par value

    2018-03-28$65.04/sh8,900$578,85622,512 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-283,7600 total
    Exercise: $33.77From: 2009-05-06Exp: 2018-05-04Common Stock, $1 par value (3,760 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-03-285,6800 total
    Exercise: $26.77From: 2010-05-05Exp: 2019-05-05Common Stock, $1 par value (5,680 underlying)
Footnotes (12)
  • [F1]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
  • [F10]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
  • [F11]Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  • [F12]Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  • [F2]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
  • [F3]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
  • [F4]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
  • [F5]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
  • [F6]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
  • [F7]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
  • [F8]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
  • [F9]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.

Documents

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    edgar.xmlPrimary

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