4//SEC Filing
STORM KORNELIS J. 4
Accession 0001228779-18-000001
CIK 0000010456other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 4:05 PM ET
Size
42.2 KB
Accession
0001228779-18-000001
Insider Transaction Report
Form 4
STORM KEES J
Director
Transactions
- Exercise/Conversion
Common Stock, $1 par Value
2018-03-28$24.27/sh+4,320$104,846→ 36,272 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$31.26/sh+4,990$155,987→ 41,262 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$29.51/sh+4,020$118,630→ 45,282 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$36.92/sh+3,930$145,096→ 49,212 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,320→ 0 totalExercise: $24.27From: 2011-05-04Exp: 2020-05-04→ Common Stock, $1 par value (4,320 underlying) - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$33.77/sh+3,760$126,975→ 26,272 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,020→ 0 totalExercise: $29.51From: 2013-05-08Exp: 2022-05-08→ Common Stock, $1 par value (4,020 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,110→ 0 totalExercise: $39.83From: 2015-05-05Exp: 2024-05-06→ Common Stock, $1 par value (4,110 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−6,360→ 0 totalExercise: $44.39From: 2017-05-02Exp: 2026-05-01→ Common Stock, $1 par value (6,360 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,990→ 0 totalExercise: $31.26From: 2012-05-08Exp: 2021-05-03→ Common Stock, $1 par value (4,990 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−3,930→ 0 totalExercise: $36.92From: 2014-05-07Exp: 2023-05-05→ Common Stock, $1 par value (3,930 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−10,789→ 0 totalExercise: $37.50From: 2016-05-05Exp: 2025-05-05→ Common Stock, $1 par value (10,789 underlying) - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$26.77/sh+5,680$152,054→ 31,952 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$39.83/sh+4,110$163,701→ 53,322 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$37.50/sh+10,789$404,588→ 64,111 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$44.39/sh+6,360$282,320→ 70,471 total - Sale
Common Stock, $1 par value
2018-03-28$64.55/sh−39,059$2,521,258→ 31,412 total - Sale
Common Stock, $1 par value
2018-03-28$65.04/sh−8,900$578,856→ 22,512 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−3,760→ 0 totalExercise: $33.77From: 2009-05-06Exp: 2018-05-04→ Common Stock, $1 par value (3,760 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−5,680→ 0 totalExercise: $26.77From: 2010-05-05Exp: 2019-05-05→ Common Stock, $1 par value (5,680 underlying)
Footnotes (12)
- [F1]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
- [F10]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
- [F11]Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- [F12]Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- [F2]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
- [F3]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
- [F4]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
- [F5]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
- [F6]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
- [F7]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
- [F8]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
- [F9]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.
Documents
Issuer
BAXTER INTERNATIONAL INC
CIK 0000010456
Entity typeother
Related Parties
1- filerCIK 0001228779
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 4:05 PM ET
- Size
- 42.2 KB