STORM KORNELIS J. 4
4 · BAXTER INTERNATIONAL INC · Filed Mar 30, 2018
Insider Transaction Report
Form 4
STORM KEES J
Director
Transactions
- Exercise/Conversion
Common Stock, $1 par Value
2018-03-28$24.27/sh+4,320$104,846→ 36,272 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$31.26/sh+4,990$155,987→ 41,262 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$29.51/sh+4,020$118,630→ 45,282 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$36.92/sh+3,930$145,096→ 49,212 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,320→ 0 totalExercise: $24.27From: 2011-05-04Exp: 2020-05-04→ Common Stock, $1 par value (4,320 underlying) - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$33.77/sh+3,760$126,975→ 26,272 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,020→ 0 totalExercise: $29.51From: 2013-05-08Exp: 2022-05-08→ Common Stock, $1 par value (4,020 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,110→ 0 totalExercise: $39.83From: 2015-05-05Exp: 2024-05-06→ Common Stock, $1 par value (4,110 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−6,360→ 0 totalExercise: $44.39From: 2017-05-02Exp: 2026-05-01→ Common Stock, $1 par value (6,360 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−4,990→ 0 totalExercise: $31.26From: 2012-05-08Exp: 2021-05-03→ Common Stock, $1 par value (4,990 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−3,930→ 0 totalExercise: $36.92From: 2014-05-07Exp: 2023-05-05→ Common Stock, $1 par value (3,930 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−10,789→ 0 totalExercise: $37.50From: 2016-05-05Exp: 2025-05-05→ Common Stock, $1 par value (10,789 underlying) - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$26.77/sh+5,680$152,054→ 31,952 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$39.83/sh+4,110$163,701→ 53,322 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$37.50/sh+10,789$404,588→ 64,111 total - Exercise/Conversion
Common Stock, $1 par value
2018-03-28$44.39/sh+6,360$282,320→ 70,471 total - Sale
Common Stock, $1 par value
2018-03-28$64.55/sh−39,059$2,521,258→ 31,412 total - Sale
Common Stock, $1 par value
2018-03-28$65.04/sh−8,900$578,856→ 22,512 total - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−3,760→ 0 totalExercise: $33.77From: 2009-05-06Exp: 2018-05-04→ Common Stock, $1 par value (3,760 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2018-03-28−5,680→ 0 totalExercise: $26.77From: 2010-05-05Exp: 2019-05-05→ Common Stock, $1 par value (5,680 underlying)
Footnotes (12)
- [F1]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by Baxter International Inc. ("BII") to Mr. Storm on May 6, 2008.
- [F10]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm.
- [F11]Price reflects weighted average sales price. Range of prices for transactions are $63.96 through $64.96. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- [F12]Price reflects weighted average sales price. Range of prices for transactions are $64.97 through $65.23. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
- [F2]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2009.
- [F3]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 4, 2010.
- [F4]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2011.
- [F5]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 8, 2012.
- [F6]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 7, 2013.
- [F7]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 6, 2014.
- [F8]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 5, 2015.
- [F9]Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Storm with respect to the stock options granted by BII to Mr. Storm on May 3, 2016.