Home/Filings/4/0001228899-03-000026
4//SEC Filing

GUERRERO MARIO A 4

Accession 0001228899-03-000026

CIK 0000927003other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 2:13 PM ET

Size

12.3 KB

Accession

0001228899-03-000026

Insider Transaction Report

Form 4
Period: 2003-10-15
GUERRERO MARIO A
VP of Strategic Planning
Transactions
  • Award

    Employee Stock Option (right to buy)

    2003-10-15$22.52/sh+10,000$225,20050,000 total
    Exercise: $22.52From: 2004-10-15Exp: 2013-10-15Common Stock (10,000 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $7.70From: 2003-10-17Exp: 2012-10-17Common Stock (6,250 underlying)
    40,000
  • Common Stock

    135
  • Employee Stock Option (right to buy)

    Exercise: $24.90From: 2003-02-12Exp: 2012-02-12Common Stock (6,250 underlying)
    21,250
  • Employee Stock Option (right to buy)

    Exercise: $17.85From: 2003-07-18Exp: 2012-07-18Common Stock (6,250 underlying)
    33,750
  • Employee Stock Option (right to buy)

    Exercise: $32.19From: 2002-07-11Exp: 2011-07-11Common Stock (15,000 underlying)
    15,000
  • Employee Stock Option (right to buy)

    Exercise: $38.55From: 2003-04-16Exp: 2012-04-16Common Stock (6,250 underlying)
    27,500
Footnotes (2)
  • [F1]Stock options dated 07/11/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
  • [F2]Mr. Guerrero has Employee Stock Options (right to buy) for a total of 50,000 shares of Common Stock.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001228908

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 2:13 PM ET
Size
12.3 KB