Home/Filings/4/0001228899-03-000028
4//SEC Filing

GUILMART JAMES G 4

Accession 0001228899-03-000028

CIK 0000927003other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 2:14 PM ET

Size

21.5 KB

Accession

0001228899-03-000028

Insider Transaction Report

Form 4
Period: 2003-10-15
GUILMART JAMES G
SVP of Customer Operations
Transactions
  • Award

    Employee Stock Option (right to buy)

    2003-10-15$22.52/sh+5,000$112,600141,250 total
    Exercise: $22.52From: 2004-10-15Exp: 2013-10-15Common Stock (5,000 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $17.85From: 2003-07-18Exp: 2012-07-18Common Stock (10,000 underlying)
    111,250
  • Employee Stock Option (right to buy)

    Exercise: $26.13From: 2002-02-07Exp: 2011-02-07Common Stock (4,688 underlying)
    66,688
  • Employee Stock Option (right to buy)

    Exercise: $18.00From: 2002-10-10Exp: 2011-10-10Common Stock (4,687 underlying)
    81,250
  • Employee Stock Option (right to buy)

    Exercise: $19.24From: 2004-07-23Exp: 2013-07-23Common Stock (5,000 underlying)
    136,250
  • Employee Stock Option (right to buy)

    Exercise: $36.49From: 2002-05-24Exp: 2011-05-24Common Stock (500 underlying)
    71,876
  • Employee Stock Option (right to buy)

    Exercise: $38.55From: 2003-04-16Exp: 2012-04-16Common Stock (10,000 underlying)
    101,250
  • Employee Stock Option (right to buy)

    Exercise: $43.69From: 2001-01-13Exp: 2010-01-13Common Stock (2,000 underlying)
    12,000
  • Employee Stock Option (right to buy)

    Exercise: $30.19From: 2001-10-11Exp: 2010-10-11Common Stock (25,000 underlying)
    62,000
  • Employee Stock Option (right to buy)

    Exercise: $9.12From: 2004-02-12Exp: 2013-02-12Common Stock (5,000 underlying)
    126,250
  • Employee Stock Option (right to buy)

    Exercise: $28.55From: 2002-04-11Exp: 2011-04-11Common Stock (4,688 underlying)
    71,376
  • Employee Stock Option (right to buy)

    Exercise: $24.90From: 2003-02-12Exp: 2012-02-12Common Stock (10,000 underlying)
    91,250
  • Employee Stock Option (right to buy)

    Exercise: $7.61From: 2004-04-16Exp: 2013-04-16Common Stock (5,000 underlying)
    131,250
  • Common Stock

    205
  • Employee Stock Option (right to buy)

    Exercise: $36.56From: 2000-10-13Exp: 2009-10-13Common Stock (10,000 underlying)
    10,000
  • Employee Stock Option (right to buy)

    Exercise: $7.70From: 2003-10-17Exp: 2012-10-17Common Stock (10,000 underlying)
    121,250
  • Employee Stock Option (right to buy)

    Exercise: $60.75From: 2001-07-13Exp: 2010-07-13Common Stock (25,000 underlying)
    37,000
  • Employee Stock Option (right to buy)

    Exercise: $32.19From: 2002-07-11Exp: 2011-07-11Common Stock (4,687 underlying)
    76,563
Footnotes (3)
  • [F1]Stock option dated 10/13/1999, 01/13/2000, 07/13/2000, 10/11/2000, 02/07/2001, 04/11/2001, 07/11/2001, 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002, 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
  • [F2]Mr. Guilmart has Employee Stock Options (right to buy) for a total of 141,250 shares of Common Stock.
  • [F3]Stock option dated May 24, 2001 is fully exercisable 1 year from the date of grant, which was May 24, 2002.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001228904

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 2:14 PM ET
Size
21.5 KB