4//SEC Filing
RHOADES CHARLES S 4
Accession 0001228899-03-000031
CIK 0000927003other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 2:16 PM ET
Size
11.9 KB
Accession
0001228899-03-000031
Insider Transaction Report
Form 4
RHOADES C STEVE
EVP Products and Operations
Transactions
- Award
Employee Stock Option (right to buy)
2003-10-15$22.52/sh+5,000$112,600→ 60,000 totalExercise: $22.52From: 2004-10-15Exp: 2013-10-15→ Common Stock (5,000 underlying)
Holdings
- 30,000
Employee Stock Option (right to buy)
Exercise: $7.70From: 2003-10-17Exp: 2012-10-17→ Common Stock (30,000 underlying) - 45,000
Employee Stock Option (right to buy)
Exercise: $9.12From: 2004-02-12Exp: 2013-02-12→ Common Stock (5,000 underlying) - 50,000
Employee Stock Option (right to buy)
Exercise: $7.61From: 2004-04-16Exp: 2013-04-16→ Common Stock (5,000 underlying) - 55,000
Employee Stock Option (right to buy)
Exercise: $19.24From: 2004-07-23Exp: 2013-07-23→ Common Stock (5,000 underlying) - 40,000
Employee Stock Option (right to buy)
Exercise: $14.50From: 2003-12-11Exp: 2012-12-11→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Stock options dated 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
- [F2]Mr. Rhoades additional Employee Stock Options (right to buy) for a total of 60,000 shares of Common Stock.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001228905
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 2:16 PM ET
- Size
- 11.9 KB