4//SEC Filing
SCHOLL RICHARD A 4
Accession 0001228899-03-000036
CIK 0000927003other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 2:19 PM ET
Size
21.8 KB
Accession
0001228899-03-000036
Insider Transaction Report
Form 4
SCHOLL RICHARD A
SVP and CTO
Transactions
- Award
Employee Stock Option (right to buy)
2003-10-15$22.52/sh+5,000$112,600→ 101,000 totalExercise: $22.52From: 2004-10-15Exp: 2013-10-15→ Common Stock (5,000 underlying)
Holdings
- 10,000
Employee Stock Option (right to buy)
Exercise: $28.16From: 2000-02-09Exp: 2009-02-09→ Common Stock (10,000 underlying) - 61,000
Employee Stock Option (right to buy)
Exercise: $38.55From: 2003-04-16Exp: 2012-04-16→ Common Stock (10,000 underlying) - 20,292(indirect: By Spouse)
Common Stock
- 20,000
Employee Stock Option (right to buy)
Exercise: $43.69From: 2001-01-13Exp: 2010-01-13→ Common Stock (10,000 underlying) - 30,000
Employee Stock Option (right to buy)
Exercise: $28.55From: 2002-04-11Exp: 2011-04-11→ Common Stock (5,000 underlying) - 209,619
Common Stock
- 71,000
Employee Stock Option (right to buy)
Exercise: $17.85From: 2003-07-18Exp: 2012-07-18→ Common Stock (10,000 underlying) - 51,000
Employee Stock Option (right to buy)
Exercise: $24.90From: 2003-02-12Exp: 2012-02-12→ Common Stock (10,000 underlying) - 91,000
Employee Stock Option (right to buy)
Exercise: $7.61From: 2004-04-16Exp: 2013-04-16→ Common Stock (5,000 underlying) - 31,000
Employee Stock Option (right to buy)
Exercise: $36.49From: 2002-05-24Exp: 2011-05-24→ Common Stock (1,000 underlying) - 41,000
Employee Stock Option (right to buy)
Exercise: $18.00From: 2002-10-10Exp: 2011-10-10→ Common Stock (5,000 underlying) - 36,000
Employee Stock Option (right to buy)
Exercise: $32.19From: 2002-07-11Exp: 2011-07-11→ Common Stock (5,000 underlying) - 81,000
Employee Stock Option (right to buy)
Exercise: $7.70From: 2003-10-17Exp: 2012-10-17→ Common Stock (10,000 underlying) - 96,000
Employee Stock Option (right to buy)
Exercise: $19.24From: 2004-07-23Exp: 2013-07-23→ Common Stock (5,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $26.13From: 2002-02-07Exp: 2011-02-07→ Common Stock (5,000 underlying) - 86,000
Employee Stock Option (right to buy)
Exercise: $9.12From: 2004-02-12Exp: 2013-02-12→ Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Stock option dated 02/09/1999, 01/13/2000, 02/07/2001, 04/11/2001, 07/11/2001, 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002, 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
- [F2]Mr. Scholl has Employee Stock Options (right to buy) for a total of 101,000 shares of Common stock.
- [F3]Stock option dated May 24, 2001 is fully exercisable 1 year from the date of grant, which was May 24, 2002.
- [F4]Mr. Scholl has Employee Stock Options (right to buy) for a total of 66,882 shares, indirectly by spouse, of Common stock with varying exercises prices and expiration dates.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001228900
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 2:19 PM ET
- Size
- 21.8 KB