4//SEC Filing
RHOADES CHARLES S 4
Accession 0001228899-04-000066
CIK 0000927003other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 6:17 PM ET
Size
20.6 KB
Accession
0001228899-04-000066
Insider Transaction Report
Form 4
RHOADES C STEVE
EVP Products and Operations
Transactions
- Award
Employee Stock Option (right to buy)
2004-10-19$10.37/sh+3,750$38,888→ 125,000 totalExercise: $10.37From: 2005-10-19Exp: 2014-10-19→ Common Stock (3,750 underlying)
Holdings
- 63,750
Employee Stock Option (right to buy)
Exercise: $22.30From: 2005-02-11Exp: 2014-02-11→ Common Stock (3,750 underlying) - 67,500
Employee Stock Option (right to buy)
Exercise: $20.81From: 2005-04-14Exp: 2014-04-14→ Common Stock (3,750 underlying) - 40,000
Employee Stock Option (right to buy)
Exercise: $14.50From: 2003-12-11Exp: 2012-12-11→ Common Stock (10,000 underlying) - 45,000
Employee Stock Option (right to buy)
Exercise: $9.12From: 2004-02-12Exp: 2013-02-12→ Common Stock (5,000 underlying) - 50,000
Employee Stock Option (right to buy)
Exercise: $7.61From: 2004-04-16Exp: 2013-04-16→ Common Stock (5,000 underlying) - 121,250
Employee Stock Option (right to buy)
Exercise: $9.97From: 2005-08-26Exp: 2014-08-26→ Common Stock (50,000 underlying) - 55,000
Employee Stock Option (right to buy)
Exercise: $19.24From: 2004-07-23Exp: 2013-07-23→ Common Stock (5,000 underlying) - 205
Common Stock
- 60,000
Employee Stock Option (right to buy)
Exercise: $22.52From: 2004-10-15Exp: 2013-10-15→ Common Stock (5,000 underlying) - 30,000
Employee Stock Option (right to buy)
Exercise: $7.70From: 2003-10-17Exp: 2012-10-17→ Common Stock (30,000 underlying) - 71,250
Employee Stock Option (right to buy)
Exercise: $12.80From: 2005-07-20Exp: 2014-07-20→ Common Stock (3,750 underlying)
Footnotes (2)
- [F1]Stock options dated 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, 08/26/2004, and 10/19/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
- [F2]Mr. Rhoades additional Employee Stock Options (right to buy) for a total of 125,000 shares of Common Stock.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001228905
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 6:17 PM ET
- Size
- 20.6 KB