Home/Filings/4/0001228899-04-000067
4//SEC Filing

SCHOLL BRENDA M 4

Accession 0001228899-04-000067

CIK 0000927003other

Filed

Oct 18, 8:00 PM ET

Accepted

Oct 19, 6:18 PM ET

Size

39.4 KB

Accession

0001228899-04-000067

Insider Transaction Report

Form 4
Period: 2004-10-19
SCHOLL BRENDA M
SVP and GM Power Systems
Transactions
  • Award

    Employee Stock Option (right to buy)

    2004-10-19$10.37/sh+2,500$25,925111,000 total(indirect: By Spouse)
    Exercise: $10.37From: 2005-10-19Exp: 2014-10-19Common Stock (2,500 underlying)
  • Award

    Employee Stock Option (right to buy)

    2004-10-19$10.37/sh+3,750$38,88881,882 total
    Exercise: $10.37From: 2005-10-19Exp: 2014-10-19Common Stock (3,750 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $8.63From: 1998-04-23Exp: 2007-04-23Common Stock (2,100 underlying)
    2,100
  • Employee Stock Option (right to buy)

    Exercise: $43.69From: 2001-01-13Exp: 2010-01-13Common Stock (2,000 underlying)
    5,882
  • Employee Stock Option (right to buy)

    Exercise: $24.90From: 2003-02-12Exp: 2012-02-12Common Stock (6,250 underlying)
    18,132
  • Employee Stock Option (right to buy)

    Exercise: $28.55From: 2002-04-11Exp: 2011-04-11Common Stock (1,250 underlying)
    8,382
  • Employee Stock Option (right to buy)

    Exercise: $26.13From: 2002-02-07Exp: 2011-02-07Common Stock (1,250 underlying)
    7,132
  • Employee Stock Option (right to buy)

    Exercise: $17.85From: 2003-07-18Exp: 2012-07-18Common Stock (6,250 underlying)
    30,632
  • Employee Stock Option (right to buy)

    Exercise: $22.52From: 2004-10-15Exp: 2013-10-15Common Stock (5,000 underlying)
    66,882
  • Employee Stock Option (right to buy)

    Exercise: $12.80From: 2005-07-20Exp: 2014-07-20Common Stock (3,750 underlying)
    78,132
  • Employee Stock Option (right to buy)

    Exercise: $20.81From: 2005-04-14Exp: 2014-04-14Common Stock (3,750 underlying)
    74,382
  • Employee Stock Option (right to buy)

    Exercise: $32.19From: 2002-07-11Exp: 2011-07-11Common Stock (1,250 underlying)
    10,632
  • Employee Stock Option (right to buy)

    Exercise: $18.00From: 2002-10-10Exp: 2011-10-10Common Stock (1,250 underlying)
    11,882
  • Employee Stock Option (right to buy)

    Exercise: $19.24From: 2004-07-23Exp: 2013-07-23Common Stock (5,000 underlying)
    61,882
  • Common Stock

    (indirect: By Spouse)
    209,824
  • Employee Stock Option (right to buy)

    Exercise: $22.30From: 2005-02-11Exp: 2014-02-11Common Stock (3,750 underlying)
    70,632
  • Employee Stock Option (right to buy)

    Exercise: $28.16From: 2000-02-09Exp: 2009-02-09Common Stock (1,000 underlying)
    3,882
  • Employee Stock Option (right to buy)

    Exercise: $36.49From: 2002-05-24Exp: 2011-05-24Common Stock (1,000 underlying)
    9,382
  • Employee Stock Option (right to buy)

    Exercise: $14.50From: 2003-12-11Exp: 2012-12-11Common Stock (10,000 underlying)
    46,882
  • Common Stock

    20,292
  • Employee Stock Option (right to buy)

    Exercise: $12.75From: 1999-01-09Exp: 2008-01-09Common Stock (782 underlying)
    2,882
  • Employee Stock Option (right to buy)

    Exercise: $7.61From: 2004-04-16Exp: 2013-04-16Common Stock (5,000 underlying)
    56,882
  • Employee Stock Option (right to buy)

    Exercise: $9.12From: 2004-02-12Exp: 2013-02-12Common Stock (5,000 underlying)
    51,882
  • Employee Stock Option (right to buy)

    Exercise: $38.55From: 2003-04-16Exp: 2012-04-16Common Stock (6,250 underlying)
    24,382
  • Employee Stock Option (right to buy)

    Exercise: $7.70From: 2003-10-17Exp: 2012-10-17Common Stock (6,250 underlying)
    36,882
Footnotes (5)
  • [F1]Stock options dated 01/09/1998, 02/09/1999, 01/13/2000, 02/07/2001, 04/11/2001, 07/11/2001, 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 2/11/2004, 04/14/2004, 07/20/2004, and 10/19/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
  • [F2]Mrs. Scholl has Employee Stock Options (right to buy) for a total of 81,882 shares of Common Stock.
  • [F3]Mrs. Scholl has additional Employee Stock Options (right to buy) for a total of 111,000 shares, indirectly by spouse, of Common Stock with varying exercise prices and expiration dates.
  • [F4]Stock option dated 04/23/1997 is such that 1/5 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 4 years thereafter.
  • [F5]Stock option dated May 24, 2001 is fully exercisable 1 year from the date of grant, which was May 24, 2002.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001228902

Filing Metadata

Form type
4
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 6:18 PM ET
Size
39.4 KB