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4//SEC Filing

SCHOLL RICHARD A 4

Accession 0001228899-04-000068

CIK 0000927003other

Filed

Oct 18, 8:00 PM ET

Accepted

Oct 19, 6:19 PM ET

Size

34.9 KB

Accession

0001228899-04-000068

Insider Transaction Report

Form 4
Period: 2004-10-19
SCHOLL RICHARD A
SVP and CTO
Transactions
  • Award

    Employee Stock Option (right to buy)

    2004-10-19$10.37/sh+3,750$38,88881,882 total(indirect: By Spouse)
    Exercise: $10.37From: 2005-10-19Exp: 2014-10-19Common Stock (3,750 underlying)
  • Award

    Employee Stock Option (right to buy)

    2004-10-19$10.37/sh+2,500$25,925111,000 total
    Exercise: $10.37From: 2005-10-19Exp: 2014-10-19Common Stock (2,500 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $18.00From: 2002-10-10Exp: 2011-10-10Common Stock (5,000 underlying)
    41,000
  • Employee Stock Option (right to buy)

    Exercise: $7.70From: 2003-10-17Exp: 2012-10-17Common Stock (10,000 underlying)
    81,000
  • Employee Stock Option (right to buy)

    Exercise: $22.52From: 2004-10-15Exp: 2013-10-15Common Stock (5,000 underlying)
    101,000
  • Common Stock

    209,824
  • Employee Stock Option (right to buy)

    Exercise: $28.55From: 2002-04-11Exp: 2011-04-11Common Stock (5,000 underlying)
    30,000
  • Employee Stock Option (right to buy)

    Exercise: $17.85From: 2003-07-18Exp: 2012-07-18Common Stock (10,000 underlying)
    71,000
  • Employee Stock Option (right to buy)

    Exercise: $22.30From: 2005-02-11Exp: 2014-02-11Common Stock (2,500 underlying)
    103,500
  • Employee Stock Option (right to buy)

    Exercise: $20.81From: 2005-04-14Exp: 2014-04-14Common Stock (2,500 underlying)
    106,000
  • Common Stock

    (indirect: By Spouse)
    20,292
  • Employee Stock Option (right to buy)

    Exercise: $32.19From: 2002-07-11Exp: 2011-07-11Common Stock (5,000 underlying)
    36,000
  • Employee Stock Option (right to buy)

    Exercise: $38.55From: 2003-04-16Exp: 2012-04-16Common Stock (10,000 underlying)
    61,000
  • Employee Stock Option (right to buy)

    Exercise: $19.24From: 2004-07-23Exp: 2013-07-23Common Stock (5,000 underlying)
    96,000
  • Employee Stock Option (right to buy)

    Exercise: $26.13From: 2002-02-07Exp: 2011-02-07Common Stock (5,000 underlying)
    25,000
  • Employee Stock Option (right to buy)

    Exercise: $28.16From: 2000-02-09Exp: 2009-02-09Common Stock (10,000 underlying)
    10,000
  • Employee Stock Option (right to buy)

    Exercise: $43.69From: 2001-01-13Exp: 2010-01-13Common Stock (10,000 underlying)
    20,000
  • Employee Stock Option (right to buy)

    Exercise: $24.90From: 2003-02-12Exp: 2012-02-12Common Stock (10,000 underlying)
    51,000
  • Employee Stock Option (right to buy)

    Exercise: $9.12From: 2004-02-12Exp: 2013-02-12Common Stock (5,000 underlying)
    86,000
  • Employee Stock Option (right to buy)

    Exercise: $7.61From: 2004-04-16Exp: 2013-04-16Common Stock (5,000 underlying)
    91,000
  • Employee Stock Option (right to buy)

    Exercise: $12.80From: 2005-07-20Exp: 2014-07-20Common Stock (2,500 underlying)
    108,500
  • Employee Stock Option (right to buy)

    Exercise: $36.49From: 2002-05-24Exp: 2011-05-24Common Stock (1,000 underlying)
    31,000
Footnotes (4)
  • [F1]Stock options dated 02/09/1999, 01/13/2000, 02/07/2001, 04/11/2001, 07/11/2001, 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, and 10/19/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
  • [F2]Mr. Scholl has Employee Stock Options (right to buy) for a total of 111,000 shares of Common stock.
  • [F3]Stock option dated May 24, 2001 is fully exercisable 1 year from the date of grant, which was May 24, 2002.
  • [F4]Mr. Scholl has Employee Stock Options (right to buy) for a total of 81,882 shares, indirectly by spouse, of Common stock with varying exercises prices and expiration dates.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001228900

Filing Metadata

Form type
4
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 6:19 PM ET
Size
34.9 KB