Home/Filings/4/0001228910-03-000017
4//SEC Filing

KOVACH JOSEPH P 4

Accession 0001228910-03-000017

CIK 0000927003other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 4:59 PM ET

Size

9.9 KB

Accession

0001228910-03-000017

Insider Transaction Report

Form 4
Period: 2003-11-06
KOVACH JOSEPH P
VP and CIO
Transactions
  • Sale

    Common Stock

    2003-11-06$28.04/sh5,000$140,1850 total
  • Exercise/Conversion

    Common Stock

    2003-11-06$17.85/sh+5,000$89,2500 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-11-065,00035,000 total
    Exercise: $17.85From: 2003-07-18Exp: 2012-07-18Common Stock (5,000 underlying)
Holdings
  • Employee Stock Option (right to buy)

    Exercise: $19.24From: 2004-07-23Exp: 2013-07-23Common Stock (5,000 underlying)
    50,000
  • Employee Stock Option (right to buy)

    Exercise: $9.12From: 2004-02-12Exp: 2013-02-12Common Stock (5,000 underlying)
    40,000
  • Employee Stock Option (right to buy)

    Exercise: $7.61From: 2004-04-16Exp: 2013-04-16Common Stock (5,000 underlying)
    45,000
  • Employee Stock Option (right to buy)

    Exercise: $22.52From: 2004-10-15Exp: 2013-10-15Common Stock (5,000 underlying)
    55,000
Footnotes (2)
  • [F1]Stock options dated 07/18/2002, 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
  • [F2]Mr. Kovach has Employee Stock Options (right to buy) for a total of 55,000 shares of Common Stock.

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeother

Related Parties

1
  • filerCIK 0001228907

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:59 PM ET
Size
9.9 KB