BREEZE-EASTERN CORP 4
4 · BREEZE-EASTERN CORP · Filed Sep 17, 2007
Insider Transaction Report
Form 4
HARRIS JAY R
Director
Transactions
- Award
Common Stock
2007-09-13$12.60/sh+2,381$30,001→ 1,110,865 total
Footnotes (2)
- [F1]Award of Restricted Stock pursuant to Issuer's 2006 Long Term Incentive Plan--exempt under Rule 16b-3.
- [F2]Includes (i) 761,583 shares of which Mr. Harris may be deemed to be the indirect beneficial owner through his position as President of Goldsmith & Harris Incorporated by virtue of shared investment discretion over and the power to dispose or to direct the disposition of accounts of its clients that own shares; (ii) 128,501 shares of which Mr. Harris may be deemed to be the indirect beneficial owner through his position as Managing Director of Goldsmith & Harris Asset Management, LLC, through which he shares investment discretion and voting control over the shares held by Goldsmith & Harris Capital Appreciation, LLC; and (iii) 24,900 shares of which Mr. Harris may be deemed to be the indirect beneficial owner of through family-related accounts, over which Mr. Harris exercises investment discretion or voting control.