HARRIS JAY R 4
4 · BREEZE-EASTERN CORP · Filed Jul 30, 2009
Insider Transaction Report
Form 4
HARRIS JAY R
Director
Transactions
- Award
Common Stock
2009-07-29$6.00/sh+5,000$30,000→ 240,301 total
Footnotes (2)
- [F1]Award of Restricted Stock pursuant to Issuer's 2006 Long Term Incentive Plan -- exempt under Rule 16b-3.
- [F2]Includes: (i) 201,763 shares of which Mr. Harris is deemed to have direct beneficial ownership as fiduciary and personally as principal of entities for which he has shared investment discretion and the power to dispose of or to direct the disposition of shares held by each entity; (ii) awards of restricted stock granted to Mr. Harris as his compensation as a Director; and (iii) 28,300 shares of which Mr. Harris is deemed to have indirect beneficial ownership (no economic interest) of family accounts.