BATES THOMAS R JR 4

4 · TETRA TECHNOLOGIES INC · Filed May 26, 2026

AI-generated summary of this filing

Updated May 26, 2026

TETRA Technologies (TTI) Director Thomas R. Bates Jr Receives RSU Award

What Happened

Thomas R. Bates Jr., a director of TETRA Technologies, received a grant of 13,987 restricted stock units (RSUs) on 2026-05-22. The filing shows an acquisition price of $0.00 (granted as compensation). Using the closing stock price on the grant date ($10.41), the award’s notional value is approximately $145,600.
This was an equity award (not an open-market buy or sale). RSUs are a form of deferred compensation and do not represent immediate stock ownership until they vest and settle.

Key Details

Transaction date: 2026-05-22; Form 4 filed 2026-05-26 (filed within the 2-business-day reporting window).
Award: 13,987 RSUs; acquisition reported at $0.00 (derivative grant). Closing price on grant date: $10.41 (per filing footnote) — implied value ≈ $145.6K.
Vesting: Award cliff vests on the one-year anniversary of the grant date, subject to continued service. Settlement may be in shares, cash, or a combination at the issuer’s discretion.
Shares owned after transaction: Not disclosed in the provided filing.
Footnotes: F1 explains each RSU converts to one share upon vesting; F2 states the award is granted under the company’s 2018 Equity Incentive Plan and describes vesting/settlement terms.

Context

RSU grants are common director/executive compensation and are routine; they reflect compensation decisions rather than a direct open-market purchase or sale signal. RSUs only convert to actual shares (or cash) if and when they vest and are settled.

Form 4

Period: 2026-05-22

Director

Transactions

Award
Restricted Stock Units
[F1][F2]
2026-05-22+13,987→ 13,987 total
Exercise: $0.00→ Common Stock (13,987 underlying)

Footnotes (2)

[F1]Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $10.41
[F2]This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.

Signature

Kimberly M. O'Brien, attorney in fact|2026-05-26

2 files