4//SEC Filing
O'Brien Brien M 4
Accession 0001230245-12-000160
CIK 0001230245other
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 6:01 PM ET
Size
9.6 KB
Accession
0001230245-12-000160
Insider Transaction Report
Form 4
O'Brien Brien M
Head of Asset Management
Transactions
- Sale
Common Stock
2012-10-19$27.11/sh−15,000$406,637→ 197,651 total - Sale
Common Stock
2012-10-22$27.71/sh−5,000$138,575→ 192,651 total - Sale
Common Stock
2012-10-18$27.53/sh−15,000$412,919→ 212,651 total
Holdings
- 32,548(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.18 to $28.14 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.38 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.45 to $28.01 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
Documents
Issuer
PIPER JAFFRAY COMPANIES
CIK 0001230245
Entity typeother
Related Parties
1- filerCIK 0001485539
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 6:01 PM ET
- Size
- 9.6 KB