O'Brien Brien M 4
4 · PIPER JAFFRAY COMPANIES · Filed Feb 1, 2013
Insider Transaction Report
Form 4
O'Brien Brien M
Head of Asset Management
Transactions
- Sale
Common Stock
2013-01-31$38.54/sh−10,000$385,401→ 163,186 total - Sale
Common Stock
2013-02-01$40.12/sh−8,300$332,969→ 154,886 total - Sale
Common Stock
2013-01-31$38.54/sh−2,000$77,080→ 30,548 total(indirect: By Trust) - Sale
Common Stock
2013-02-01$40.12/sh−1,700$68,199→ 28,848 total(indirect: By Trust) - Gift
Common Stock
2013-01-30−2,000→ 173,186 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.31 to $38.86 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.26 to $40.71 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.