PIPER JAFFRAY COMPANIES·4

Feb 13, 6:54 PM ET

O'Brien Brien M 4

4 · PIPER JAFFRAY COMPANIES · Filed Feb 13, 2013

Insider Transaction Report

Form 4
Period: 2013-02-12
O'Brien Brien M
Head of Asset Management
Transactions
  • Sale

    Common Stock

    2013-02-12$41.96/sh10,000$419,635144,616 total
  • Sale

    Common Stock

    2013-02-13$42.05/sh5,000$210,238139,616 total
Holdings
  • Common Stock

    (indirect: By Trust)
    19,118
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.85 to $42.125 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.040 to $42.05 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT