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4//SEC Filing

PIPER JAFFRAY COMPANIES 4

Accession 0001230245-17-000008

$PIPRCIK 0001230245operating

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 5:09 PM ET

Size

12.0 KB

Accession

0001230245-17-000008

Insider Transaction Report

Form 4
Period: 2017-02-03
Fairman Francis E IV
Head, Public Finance Services
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-03$70.13/sh+2,496$175,04464,666 total
  • Sale

    Common Stock

    2017-02-03$75.36/sh2,496$188,09462,170 total
  • Sale

    Common Stock

    2017-02-03$75.32/sh9,900$745,70552,270 total
  • Sale

    Common Stock

    2017-02-03$76.10/sh100$7,61052,170 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2017-02-032,4960 total
    Exercise: $70.13From: 2010-02-15Exp: 2017-02-15Common Stock (2,496 underlying)
Footnotes (2)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.95 to $75.95 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Issuer

PIPER JAFFRAY COMPANIES

CIK 0001230245

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001230245

Filing Metadata

Form type
4
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 5:09 PM ET
Size
12.0 KB