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4//SEC Filing

DUFF ANDREW S 4

Accession 0001230245-18-000013

CIK 0001230245other

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:32 PM ET

Size

9.5 KB

Accession

0001230245-18-000013

Insider Transaction Report

Form 4
Period: 2018-02-02
DUFF ANDREW S
DirectorChairman and CEO
Transactions
  • Sale

    Common Stock

    2018-02-02$93.18/sh5,800$540,450232,448 total
  • Sale

    Common Stock

    2018-02-02$91.88/sh18,857$1,732,526238,248 total
  • Sale

    Common Stock

    2018-02-02$94.66/sh25,343$2,398,961207,105 total
Holdings
  • Common Stock

    (indirect: By Children)
    10
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.

Issuer

PIPER JAFFRAY COMPANIES

CIK 0001230245

Entity typeother

Related Parties

1
  • filerCIK 0001185482

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:32 PM ET
Size
9.5 KB