DUFF ANDREW S 4
4 · PIPER JAFFRAY COMPANIES · Filed Feb 5, 2018
Insider Transaction Report
Form 4
DUFF ANDREW S
DirectorChairman and CEO
Transactions
- Sale
Common Stock
2018-02-02$93.18/sh−5,800$540,450→ 232,448 total - Sale
Common Stock
2018-02-02$91.88/sh−18,857$1,732,526→ 238,248 total - Sale
Common Stock
2018-02-02$94.66/sh−25,343$2,398,961→ 207,105 total
Holdings
- 10(indirect: By Children)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.59 to $92.3570 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.1540 to $93.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.3 to $95.0350 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.