PIPER JAFFRAY COMPANIES·4

Feb 5, 4:37 PM ET

Fairman Francis E IV 4

4 · PIPER JAFFRAY COMPANIES · Filed Feb 5, 2018

Insider Transaction Report

Form 4
Period: 2018-02-02
Fairman Francis E IV
Head, Public Finance Services
Transactions
  • Sale

    Common Stock

    [F1]
    2018-02-02$95.53/sh5,956$569,00651,513 total
  • Sale

    Common Stock

    [F2]
    2018-02-02$96.28/sh1,745$168,01149,768 total
  • Sale

    Common Stock

    [F3]
    2018-02-02$97.42/sh1,900$185,10047,868 total
  • Sale

    Common Stock

    [F4]
    2018-02-02$98.19/sh399$39,17947,469 total
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.90 to $95.90 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.95 to $96.80 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.00 to $97.70 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.0750 to $98.25 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
Signature
/s/ John W. Geelan for Francis E. Fairman|2018-02-05

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT