4//SEC Filing
LaRue R Scott 4
Accession 0001230245-20-000039
CIK 0001230245other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:58 PM ET
Size
11.9 KB
Accession
0001230245-20-000039
Insider Transaction Report
Form 4
LaRue R Scott
Co-Head Global IB
Transactions
- Exercise/Conversion
Common Stock
2020-02-28+1,785→ 12,205 total - Gift
Common Stock
2020-02-28+903→ 58,360 total(indirect: By Trust) - Tax Payment
Common Stock
2020-02-28−882→ 11,323 total - Exercise/Conversion
Performance Share Unit
2020-02-28−2,379→ 0 totalExp: 2019-12-31→ Common Stock (2,379 underlying) - Gift
Common Stock
2020-02-28−903→ 10,420 total
Footnotes (3)
- [F1]Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2017 through December 31, 2019.
- [F2]The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.
- [F3]The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
Documents
Issuer
PIPER SANDLER COMPANIES
CIK 0001230245
Entity typeother
Related Parties
1- filerCIK 0001538590
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 4:58 PM ET
- Size
- 11.9 KB