LaRue R Scott 4
4 · PIPER SANDLER COMPANIES · Filed Mar 1, 2021
Insider Transaction Report
Form 4
LaRue R Scott
Co-Head Global IB and Cap Mkts
Transactions
- Award
Common Stock
[F1]2021-02-25+10,386→ 19,237 total - Tax Payment
Common Stock
2021-02-25−5,129→ 14,108 total - Gift
Common Stock
[F2]2021-02-25−5,257→ 8,851 total - Gift
Common Stock
[F3]2021-02-25+5,257→ 51,732 total(indirect: By Trust)
Footnotes (3)
- [F1]Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 50% based on attaining certain levels of adjusted return on equity and 50% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2018 through December 31, 2020.
- [F2]The reporting person made a bona fide gift to a revocable living trust as described in note 3 below.
- [F3]The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
Signature
/s/ James Grant for R. Scott LaRue|2021-03-01