Baker James P 4
4 · PIPER SANDLER COMPANIES · Filed Mar 3, 2025
Insider Transaction Report
Form 4
Baker James P
Global Co-Head IB and Cap Mkts
Transactions
- Tax Payment
Common Stock
2025-02-27−3,018→ 57,867 total - Award
Common Stock
2025-02-27+7,669→ 60,885 total
Holdings
- 25,699(indirect: By Trust)
Common Stock
- 25,699(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 100% based on attaining certain levels of adjusted return on equity and 100% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2022 through December 31, 2024.
- [F2]The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.