4//SEC Filing
DOWNING JONATHAN H 4
Accession 0001230996-05-000003
CIK 0001061580other
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 8:06 PM ET
Size
12.8 KB
Accession
0001230996-05-000003
Insider Transaction Report
Form 4
DOWNING JONATHAN H
DirectorEVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2005-01-24$3.75/sh+20,000$75,000→ 86,668 total - Sale
Common Stock
2005-01-24$41.07/sh−20,000$821,446→ 66,668 total - Purchase
Common Stock
2005-01-26$41.95/sh+27,945.448$1,172,312→ 27,945.448 total(indirect: By 401(k)) - Exercise/Conversion
Employee Stock Option (right to buy)
2005-01-24−20,000→ 40,000 totalExercise: $3.75From: 1999-04-17Exp: 2008-04-17→ Common Stock (20,000 underlying) - Sale
Common Stock
2005-01-24$40.96/sh−27,985.558$1,146,288→ 0 total(indirect: By 401(k))
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2004.
- [F2]The reporting person inadvertently realigned his investments in the UCB Savings Plus Plan, resulting in the sale of shares of UCBH common stock held in a unitized fund pursuant to the plan. The reporting person subsequently repurchased shares of UCBH common stock held in a unitized fund pursuant to the UCB Savings Plus Plan to correct the mistake.
- [F3]The January 26, 2005 purchase in combination with the previously reported November 22, 2004 and December 22, 2004 sales made by the reporting person may have resulted in an unintentional, technical short-swing profit under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has voluntarily disgorged to the Company any profit from such transactions.
- [F4]The option vested in three equal annual installments beginning on April 17, 1999.
Documents
Issuer
UCBH HOLDINGS INC
CIK 0001061580
Entity typeother
Related Parties
1- filerCIK 0001230996
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 8:06 PM ET
- Size
- 12.8 KB