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4//SEC Filing

SOUTHWEST WATER CO 4

Accession 0001231580-07-000001

CIK 0000092472operating

View on SEC.gov Company Profile

Filed

May 28, 8:00 PM ET

Accepted

May 29, 6:32 PM ET

Size

24.1 KB

Accession

0001231580-07-000001

Insider Transaction Report

Form 4

Period: 2007-05-29

SOUTHWEST WATER COSWWC

FARNHAM SHELLEY A

Vice President,Human Resources

Transactions

Exercise/Conversion
Common Stock
2007-05-29$11.39/sh+1,680$19,136→ 1,862 total
Sale
Common Stock
2007-05-29$13.43/sh−500$6,715→ 282 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-05-29+1,764→ 0 total
Exercise: $8.44From: 2007-03-31Exp: 2010-03-31→ Common Stock (1,764 underlying)
Sale
Common Stock
2007-05-29$13.40/sh−731$9,795→ 1,131 total
Sale
Common Stock
2007-05-29$13.44/sh−349$4,691→ 782 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-05-29+1,853→ 0 total
Exercise: $8.88From: 2007-02-07Exp: 2009-02-07→ Common Stock (1,853 underlying)
Exercise/Conversion
Common Stock
2007-05-29$8.44/sh+1,764$14,880→ 1,946 total
Sale
Common Stock
2007-05-29$13.40/sh−1,764$23,638→ 182 total
Sale
Common Stock
2007-05-29$13.42/sh−100$1,342→ 182 total
Sale
Common Stock
2007-05-29$13.40/sh−1,853$24,830→ 182 total
Exercise/Conversion
Common Stock
2007-05-29$8.88/sh+1,853$16,447→ 2,035 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-05-29+1,680→ 0 total
Exercise: $11.39From: 2007-03-08Exp: 2012-03-08→ Common Stock (1,680 underlying)

Footnotes (4)

[F1]On February 7, 2002 9,261 (dividend-adjusted) options were granted to Ms. Farnham. Options vest 1/5 on each anniversary until they were fully vested on February 2, 2007.
[F2]On March 31, 2003 8,820 (dividend-adjusted) options were granted to Ms. Farnham. Options vest 1/5 on each anniversary until they are fully vested on March 31, 2008.
[F3]On March 8, 2005 8,400 (dividend-adjusted) options were granted to Ms. Farnham. Options vest 1/5 on each anniversary until they are fully vested on March 8, 2010.
[F4]These shares are held in a trust account for Ms. Farnham's benefit.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

SOUTHWEST WATER CO

CIK 0000092472

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000092472

Filing Metadata

Form type: 4
Filed: May 28, 8:00 PM ET
Accepted: May 29, 6:32 PM ET
Size: 24.1 KB

View on SEC.gov