ADVANCIS PHARMACEUTICAL CORP 4
4 · ADVANCIS PHARMACEUTICAL CORP · Filed Oct 23, 2003
Insider Transaction Report
Form 4
WERNER HAROLD R
Director10% Owner
Transactions
- Conversion
Series A Convertible Preferred
2003-10-22−1,741,800→ 0 totalExercise: $0.00→ Common Stock (951,761 underlying) - Conversion
Series B Convertible Preferred
2003-10-22−1,654,710→ 0 totalExercise: $0.00→ Common Stock (904,172 underlying) - Conversion
Common Stock
2003-10-22+904,172→ 1,898,006 total(indirect: By Partnership) - Conversion
Common Stock
2003-10-22+951,761→ 993,834 total(indirect: By Partnership) - Conversion
Common Stock
2003-10-22+2,053,544→ 9,204,532 total(indirect: By Partnership) - Conversion
Common Stock
2003-10-22+1,778,603→ 3,676,609 total(indirect: By Partnership) - Conversion
Series C Convertible Preferred
2003-10-22−3,254,988→ 0 totalExercise: $0.00→ Common Stock (1,778,603 underlying) - Conversion
Common Stock
2003-10-22+3,474,379→ 7,150,968 total(indirect: By Partnership) - Conversion
Series D Convertible Preferred
2003-10-22−6,358,394→ 0 totalExercise: $0.00→ Common Stock (3,474,379 underlying) - Conversion
Series E Convertible Preferred
2003-10-22−3,758,141→ 0 totalExercise: $0.00→ Common Stock (2,053,544 underlying)
Footnotes (6)
- [F1]These securities are owned by HealthCare Ventures V, L.P. ("HCVV"). The Reporting Person is a general partner of HealthCare Partners V, L.P. ("HCPV"), the general partner of HCVV. The Reporting Person disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16. ALSO INCLUDES 28,550 shares which are directly owned by the Reporting Person and 13,523 shares which are held by the Werner Family Investment Limited Partnership. The Reporting Person is the General Partner of the Werner Family Investment Limited Partnership and, as such, disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16.
- [F2]475,880 of these securities are owned by HCVV and 428,292 of these securities are owned by HealthCare Ventures VI, L.P. ("HCVVI"). The Reporting Person is a general partner of each of HCPV and HealthCare Partners VI, L.P. ("HCPVI"), respectively. The Reporting Person disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16. ALSO INCLUDES 28,550 shares which are directly owned by the Reporting Person and 13,523 shares which are held by the Werner Family Investment Limited Partnership. The Reporting Person is the General Partner of the Werner Family Investment Limited Partnership and, as such, disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16.
- [F3]364,282 of these securities are owned by HCVV and 1,414,321 of these securities are owned by HCVVI. The Reporting Person is a general partner of each of HCPV and HCPVI, the general partners of each of HCVV and HCVVI, respectively. The Reporting Person disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16. ALSO INCLUDES 28,550 shares which are directly owned by the Reporting Person and 13,523 shares which are held by the Werner Family Investment Limited Partnership. The Reporting Person is the General Partner of the Werner Family Investment Limited Partnership and, as such, disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16.
- [F4]1,352,337 of these securities are owned by HCVV and 2,122,042 of these securities are owned by HCVVI. The Reporting Person is a general partner of each of HCPV and HCPVI, the general partners of each of HCVV and HCVVI, respectively. The Reporting Person disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16. ALSO INCLUDES 28,550 shares which are directly owned by the Reporting Person and 13,523 shares which are held by the Werner Family Investment Limited Partnership. The Reporting Person is the General Partner of the Werner Family Investment Limited Partnership and, as such, disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16.
- [F5]485,713 of these securities are owned by HCVV and 1,567,831 of these securities are owned by HCVVI. The Reporting Person is a general partner of each of HCPV and HCPVI, the general partners of each of HCVV and HCVVI, respectively. The Reporting Person disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16. ALSO INCLUDES 28,550 shares which are directly owned by the Reporting Person and 13,523 shares which are held by the Werner Family Investment Limited Partnership. The Reporting Person is the General Partner of the Werner Family Investment Limited Partnership and, as such, disclaims beneficial ownership in those securities in which he does not have a pecuniary interest, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16.
- [F6]Each of these shares automatically converted into 0.5464242 shares of Common Stock of the Issuer on October 22, 2003, the date of the closing of the initial public offering of the Issuer's securities, and have been adjusted for rounding.