Home/Filings/4/0001231919-04-000239
4//SEC Filing

ROSETTI JOSEPH R 4

Accession 0001231919-04-000239

CIK 0001021444other

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:58 PM ET

Size

6.5 KB

Accession

0001231919-04-000239

Insider Transaction Report

Form 4
Period: 2004-12-27
Transactions
  • Award

    Warrant

    2004-12-27+33,33333,333 total(indirect: By Partnership)
    Exercise: $1.50From: 2004-12-27Exp: 2009-12-27Common Stock (33,333 underlying)
Footnotes (1)
  • [F1]This Warrant is owned by Crystal Lakes, L.P. Crystal Lakes received the Warrant in connection with the purchase of a $50,000 12% Subordinated Secured Promissory Note in October 2004 for $50,000. The Warrant, previously reported as having been issued on 10/29/04, was in fact issued as of December 27, 2004 in accordance with the terms of the 10/29/04 Subscription Agreement. The Reporting Person is a principal partner of Crystal Lakes and as such may be deemed to beneficially own those securities owned by Crystal Lakes. The Reporting Person disclaims beneficial ownership of those securities owned by Crystal Lakes except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person owns these securities for purposes of Section 16.

Issuer

GVI SECURITY SOLUTIONS INC

CIK 0001021444

Entity typeother

Related Parties

1
  • filerCIK 0001254760

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:58 PM ET
Size
6.5 KB