4//SEC Filing
REPLIDYNE INC 4
Accession 0001231919-06-000117
CIK 0001180145operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 12:52 PM ET
Size
21.5 KB
Accession
0001231919-06-000117
Insider Transaction Report
Form 4
REPLIDYNE INCRDYN
HEALTHCARE VENTURES VI LP
10% Owner
Transactions
- Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying) - Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying)
CAVANAUGH JAMES H
10% Owner
Transactions
- Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct)
LITTLECHILD JOHN W
10% Owner
Transactions
- Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying)
HEALTHCARE PARTNERS VI LP
10% Owner
Transactions
- Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying)
Mirabelli Christopher
10% Owner
Transactions
- Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying) - Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct)
AGUIAR ERIC
10% Owner
Transactions
- Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying)
WERNER HAROLD R
10% Owner
Transactions
- Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct) - Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying)
CROUSE WILLIAM W
10% Owner
Transactions
- Conversion
Series A Convertible Preferred
2006-07-03−8,250,300→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (8,250,300 underlying) - Conversion
Series C Convertible Preferred
2006-07-03−7,280,001→ 0 total(indirect: and Direct)Exercise: $0.00→ Common Stock (7,280,001 underlying) - Conversion
Common Stock
2006-07-03+3,166,863→ 3,463,102 total(indirect: and Direct)
Footnotes (5)
- [F1]Not Applicable
- [F2]Includes 296,239 shares of the Issuer's common stock issued to HealthCare Ventures VI, L.P. ("HCVVI") in satisfaction of accumulated dividends on the Reporting Person's Series A and Series C Convertible Preferred Stock.
- [F3]These securities are owned by HCVVI. These securities are indirectly beneficially owned by HealthCare Partners VI, L.P. ("HCPVI"), the General Partner of HCVVI, and each of James Cavanaugh, Harold Werner, John Littlechild, Christopher Mirabelli, Augustine Lawlor, William Crouse and Eric Aguiar, the general partners of HCPVI. Drs. Cavanaugh, Mirabelli and Aguiar and Messrs. Werner, Littlechild, Crouse and Lawlor disclaim beneficial ownership of those securities in which they do not have a pecuniary interest and this report shall not be deemed an admission that they are the beneficial owners of these securities for purposes of Section 16 except to the extent of their pecuniary interest therein.
- [F4]These securities automatically converted into 1,682,361 shares of the Issuer's Common Stock on July 3, 2006, the closing of the initial public offering of the Issuer. The conversion of the Series A Convertible Preferred Stock gives effect to the Issuer's 1 for 4.904 reverse stock split.
- [F5]These securities automatically converted into 1,484,502 shares of the Issuer's Common Stock on July 3, 2006, the closing of the initial public offering of the Issuer. The conversion of the Series C Convertible Preferred Stock gives effect to the Issuer's 1 for 4.904 reverse stock split.
Documents
Issuer
REPLIDYNE INC
CIK 0001180145
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001180145
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 12:52 PM ET
- Size
- 21.5 KB