4//SEC Filing
RTW INVESTMENTS, LP 4
Accession 0001231919-25-000468
CIK 0001964979other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 5:26 PM ET
Size
23.7 KB
Accession
0001231919-25-000468
Insider Transaction Report
Form 4
RTW INVESTMENTS, LP
Director10% Owner
Transactions
- Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+767,848$1,282,306→ 2,427,089 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+767,848→ 767,848 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (767,848 underlying) - Award
Warrant (Right to Buy)
2025-11-12+991,544→ 991,544 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (991,544 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+991,544$1,655,878→ 3,138,798 total(indirect: See footnotes) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+96,896$161,816→ 298,992 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+96,896→ 96,896 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (96,896 underlying)
Holdings
- 26,551(indirect: See footnotes)
Common Stock, $0.0001 par value per share
WONG RODERICK
Director10% Owner
Transactions
- Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+96,896$161,816→ 298,992 total(indirect: See footnotes) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+991,544$1,655,878→ 3,138,798 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+991,544→ 991,544 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (991,544 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+767,848$1,282,306→ 2,427,089 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+767,848→ 767,848 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (767,848 underlying) - Award
Warrant (Right to Buy)
2025-11-12+96,896→ 96,896 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (96,896 underlying)
Holdings
- 26,551(indirect: See footnotes)
Common Stock, $0.0001 par value per share
RTW MASTER FUND, LTD.
Director10% Owner
Transactions
- Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+991,544$1,655,878→ 3,138,798 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+767,848→ 767,848 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (767,848 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+96,896$161,816→ 298,992 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+991,544→ 991,544 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (991,544 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+767,848$1,282,306→ 2,427,089 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+96,896→ 96,896 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (96,896 underlying)
Holdings
- 26,551(indirect: See footnotes)
Common Stock, $0.0001 par value per share
RTW Innovation Master Fund Ltd.
Director10% Owner
Transactions
- Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+991,544$1,655,878→ 3,138,798 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+991,544→ 991,544 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (991,544 underlying) - Award
Warrant (Right to Buy)
2025-11-12+96,896→ 96,896 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (96,896 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+767,848$1,282,306→ 2,427,089 total(indirect: See footnotes) - Award
Warrant (Right to Buy)
2025-11-12+767,848→ 767,848 total(indirect: See footnotes)Exercise: $1.67→ Common Stock (767,848 underlying) - Award
Common Stock, $0.0001 par value per share
2025-11-12$1.67/sh+96,896$161,816→ 298,992 total(indirect: See footnotes)
Holdings
- 26,551(indirect: See footnotes)
Common Stock, $0.0001 par value per share
Footnotes (6)
- [F1]The Reporting Persons acquired the shares of Common Stock and Warrants in a private placement by the Issuer. The purchase price per share of Common Stock and accompanying Warrant was $1.67 per share and accompanying Warrant.
- [F2]RTW Investments, LP (the "Adviser") manages certain funds that directly hold the securities reported herein, including RTW Master Fund, Ltd. ("Master Fund"), RTW Innovation Master Fund, Ltd. ("RTW Innovation") and other funds or accounts managed by the Adviser (each, an "Other RTW Fund"). Roderick Wong, M.D. serves as the Managing Partner and Chief Investment Officer of the Adviser. Each Reporting Person disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Held directly by Master Fund.
- [F4]Held directly by RTW Innovation.
- [F5]Held by an Other RTW Fund.
- [F6]The Warrant is exercisable following receipt of the Stockholder Approval (as defined herein) at an exercise price of $1.67 per share and terminates on the five year anniversary of the date of the Stockholder Approval. The holder of the Warrant may not exercise such Warrant if the holder, together with its affiliates, would beneficially own more than 4.99% (or, at the election of the holder, 9.99%) of the number of shares of Common Stock outstanding immediately after giving effect to such exercise. The Issuer is required to use its reasonable best efforts to hold a meeting of stockholders no later than January 31, 2026 for the purpose of, among other things, obtaining stockholder approval of the issuance of the shares of Common Stock issuable upon exercise of the Warrants (the "Stockholder Approval").
Documents
Issuer
ALLURION TECHNOLOGIES, INC.
CIK 0001964979
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001493215
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 5:26 PM ET
- Size
- 23.7 KB