|4Feb 2, 9:08 PM ET

Accel Growth Fund IV L.P. 4

4 · Ethos Technologies Inc. · Filed Feb 2, 2026

Research Summary

AI-generated summary of this filing

Updated

Ethos (LIFE) 10% Owner Accel Growth Converts Derivative Securities

What Happened

  • Accel Growth Fund IV L.P. (reported as a 10% owner) reported multiple conversions of derivative securities on 2026-01-30 related to Ethos Technologies' IPO. The filings show conversions totaling 14,287,772 shares (various lots such as 6,780,975; 324,338; 38,573 and many smaller lots) at $0.00 per share (total value $0). These entries reflect conversion/reclassification of preferred/derivative holdings into the issuer’s common stock (and subsequent 1:1 exchange into Class B common per the footnote), not open-market purchases or sales.

Key Details

  • Transaction date: 2026-01-30; Form 4 filed: 2026-02-02 (no late filing indicated).
  • Price: $0.00 per share; reported total value: $0 (administrative conversion).
  • Total shares converted/reclassified: 14,287,772 (multiple conversion entries that net to zero change in cash proceeds).
  • Shares owned after transaction: the Form 4 shows the conversions but does not disclose a separate net cash purchase/sale — economic interest was reclassified via conversion; consult the full filing for post-transaction holdings.
  • Footnote: Upon the closing of the issuer’s IPO, Series B/C/D preferred automatically converted into Class A common (based on IPO price) and those Class A shares were immediately exchanged 1:1 for Class B common. Each Class B share is convertible into Class A per the certificate of incorporation; the securities have no expiration.

Context

  • These are institutional conversion transactions by a 10% owner, not an executive buy/sell signal. Conversions at $0 reflect automatic contractual conversion of preferred/derivative securities in connection with the IPO, not a market trade; they do not represent a directional purchase or sale by the holder.

Insider Transaction Report

Form 4
Period: 2026-01-30
Transactions
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-30+6,780,9756,780,975 total
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-306,780,9750 total
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-30+324,338324,338 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-30324,3380 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-30+38,57338,573 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
  • Conversion

    Class A Common Stock

    [F1]
    2026-01-3038,5730 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
  • Conversion

    Series B Preferred Stock

    [F1]
    2026-01-305,602,7010 total
    Exercise: $0.00Class A Common Stock (5,602,701 underlying)
  • Conversion

    Series C Preferred Stock

    [F1]
    2026-01-30988,2760 total
    Exercise: $0.00Class A Common Stock (988,276 underlying)
  • Conversion

    Series D Preferred Stock

    [F1]
    2026-01-30189,9980 total
    Exercise: $0.00Class A Common Stock (189,998 underlying)
  • Conversion

    Series B Preferred Stock

    [F1]
    2026-01-30267,9830 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
    Exercise: $0.00Class A Common Stock (267,983 underlying)
  • Conversion

    Series C Preferred Stock

    [F1]
    2026-01-3047,2680 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
    Exercise: $0.00Class A Common Stock (47,268 underlying)
  • Conversion

    Series D Preferred Stock

    [F1]
    2026-01-309,0870 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
    Exercise: $0.00Class A Common Stock (9,087 underlying)
  • Conversion

    Series B Preferred Stock

    [F1]
    2026-01-3031,8710 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
    Exercise: $0.00Class A Common Stock (31,871 underlying)
  • Conversion

    Series C Preferred Stock

    [F1]
    2026-01-305,6220 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
    Exercise: $0.00Class A Common Stock (5,622 underlying)
  • Conversion

    Series D Preferred Stock

    [F1]
    2026-01-301,0800 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
    Exercise: $0.00Class A Common Stock (1,080 underlying)
  • Conversion

    Class B Common Stock

    [F1]
    2026-01-30+6,780,9756,780,975 total
    Exercise: $0.00Class A Common Stock (6,780,975 underlying)
  • Conversion

    Class B Common Stock

    [F1]
    2026-01-30+324,338324,338 total(indirect: By Accel Growth Fund Investors 2016 L.L.C.)
    Exercise: $0.00Class A Common Stock (324,338 underlying)
  • Conversion

    Class B Common Stock

    [F1]
    2026-01-30+38,57338,573 total(indirect: By Accel Growth Fund IV L.P. Strategic Partners L.P.)
    Exercise: $0.00Class A Common Stock (38,573 underlying)
Footnotes (1)
  • [F1]Upon the closing of the Issuer's IPO, all shares of Series B, Series C, and Series D Preferred Stock automatically converted into shares of Class A Common Stock of the Issuer (the "Class A Conversion") based on the IPO price of the Class A Common Stock. Immediately following the Class A Conversion, shares of the Class A Common Stock included in this Form 4 exchanged at a 1:1 ratio for shares of Class B Common Stock. Each share of Class B Common Stock is convertible at the option of the holder thereof into one share of Class A Common Stock and otherwise in accordance with the terms of the Issuer's Certificate of Incorporation. The securities have no expiration date.

Documents

1 file
  • 4
    form4-02032026_020224.xmlPrimary