4//SEC Filing
GAINER MARK D 4
Accession 0001233380-09-000001
CIK 0000874482other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 1:27 PM ET
Size
6.3 KB
Accession
0001233380-09-000001
Insider Transaction Report
Form 4
GAINER MARK D
DirectorChairman, President, CEO
Transactions
- Purchase
Series A Convertible Preferred Stock
2009-09-29$1000.00/sh+100$100,000→ 34,775 totalFrom: 2009-09-23→ Common Stock
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock is convertible into UNFC common stock at step-up prices of: Sept 15, 2009 - Sept 14, 2010 of $4.00 per share Sept 15, 2010 - Sept 14, 2011 at $6.25 per share Sept 15, 2011 - Sept 14, 2012 at $7.50 per share Sept 15, 2012 - Sept 14, 2013 at $8.75 per share On or after Sept 15, 2013 of $10.00 per share
- [F2]The Series A Convertible Preferred Stock has no expieration date.
- [F3]Based on the step-up conversion prices in footnote (1) above: Sept 15, 2009 - Sept 14, 2010 - 25,000 Sept 15, 2010 - Sept 14, 2011 - 16,000 Sept 15, 2011 - Sept 14, 2012 - 13,333 Sept 15, 2012 - Sept 14, 2013 - 11,428 On or after Sept 15, 2013 - 10,000
Documents
Issuer
UNION NATIONAL FINANCIAL CORP / PA
CIK 0000874482
Entity typeother
Related Parties
1- filerCIK 0001233382
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 1:27 PM ET
- Size
- 6.3 KB