Home/Filings/4/0001233509-04-000004
4//SEC Filing

THERMA WAVE INC 4

Accession 0001233509-04-000004

CIK 0000828119operating

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 2:57 PM ET

Size

21.7 KB

Accession

0001233509-04-000004

Insider Transaction Report

Form 4
Period: 2004-08-23
SIMMONS NOEL A
VP HR & FACILITIES
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2004-08-23+20,00020,000 total
    Exercise: $3.66From: 2005-08-23Exp: 2014-08-23Common Stock, Par Value $.01 per share (20,000 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy)

    Exercise: $2.48From: 2003-08-05Exp: 2012-08-05Common Stock, Par Value $.01 per share (5,250 underlying)
    5,250
  • Non-Qualified Stock Option (right to buy)

    Exercise: $27.50From: 2004-04-04Exp: 2010-04-04Common Stock, Par Value $.01 per share (20,000 underlying)
    20,000
  • Common Stock, Par Value $.01 per share

    17,546
  • Non-Qualified Stock Option (right to buy)

    Exercise: $0.47From: 2004-04-22Exp: 2013-04-22Common Stock, Par Value $.01 per share (30,000 underlying)
    30,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $13.40From: 2005-07-27Exp: 2011-07-27Common Stock, Par Value $.01 per share (15,000 underlying)
    15,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $21.31From: 2004-07-31Exp: 2010-07-31Common Stock, Par Value $.01 per share (9,000 underlying)
    9,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $6.37From: 2007-12-02Exp: 2013-12-02Common Stock, Par Value $.01 per share (10,000 underlying)
    10,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $8.93From: 2002-05-16Exp: 2007-07-15Common Stock, Par Value $.01 per share (2,577 underlying)
    2,577
Footnotes (2)
  • [F1]25% of the option shares becomes exercisable on 8/23/05, 2.083% of the option shares becomes exercisable each month starting from 9/23/05 to 8/23/14
  • [F2]25% of the option shares become exercisable on the first year anniversary of the grant date; 2.083% of the option shares become exercisable each month on the thirteenth through the forty eighth monthly anniversary of the grant date.

Issuer

THERMA WAVE INC

CIK 0000828119

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000828119

Filing Metadata

Form type
4
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 2:57 PM ET
Size
21.7 KB