THERMA WAVE INC·4

Aug 24, 2:57 PM ET

THERMA WAVE INC 4

4 · THERMA WAVE INC · Filed Aug 24, 2004

Insider Transaction Report

Form 4
Period: 2004-08-23
SIMMONS NOEL A
VP HR & FACILITIES
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2004-08-23+20,00020,000 total
    Exercise: $3.66From: 2005-08-23Exp: 2014-08-23Common Stock, Par Value $.01 per share (20,000 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy)

    Exercise: $2.48From: 2003-08-05Exp: 2012-08-05Common Stock, Par Value $.01 per share (5,250 underlying)
    5,250
  • Non-Qualified Stock Option (right to buy)

    Exercise: $27.50From: 2004-04-04Exp: 2010-04-04Common Stock, Par Value $.01 per share (20,000 underlying)
    20,000
  • Common Stock, Par Value $.01 per share

    17,546
  • Non-Qualified Stock Option (right to buy)

    Exercise: $0.47From: 2004-04-22Exp: 2013-04-22Common Stock, Par Value $.01 per share (30,000 underlying)
    30,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $13.40From: 2005-07-27Exp: 2011-07-27Common Stock, Par Value $.01 per share (15,000 underlying)
    15,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $21.31From: 2004-07-31Exp: 2010-07-31Common Stock, Par Value $.01 per share (9,000 underlying)
    9,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $6.37From: 2007-12-02Exp: 2013-12-02Common Stock, Par Value $.01 per share (10,000 underlying)
    10,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $8.93From: 2002-05-16Exp: 2007-07-15Common Stock, Par Value $.01 per share (2,577 underlying)
    2,577
Footnotes (2)
  • [F1]25% of the option shares becomes exercisable on 8/23/05, 2.083% of the option shares becomes exercisable each month starting from 9/23/05 to 8/23/14
  • [F2]25% of the option shares become exercisable on the first year anniversary of the grant date; 2.083% of the option shares become exercisable each month on the thirteenth through the forty eighth monthly anniversary of the grant date.

Documents

1 file
  • 4
    edgardoc.xmlPrimary

    PRIMARY DOCUMENT