4//SEC Filing
ZAGUNIS HAROLD F 4
Accession 0001233546-11-000001
CIK 0000930236other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 6:48 PM ET
Size
9.9 KB
Accession
0001233546-11-000001
Insider Transaction Report
Form 4
ZAGUNIS HAROLD F
Chief Risk Officer
Transactions
- Exercise/Conversion
Deferred Stock Units
2011-05-02−20,740→ 0 totalExercise: $15.83→ Common Stock (20,740 underlying) - Exercise/Conversion
Common Stock
2011-05-02+20,740→ 33,426.17 total - Tax Payment
Deferred Stock Units
2010-05-02−10,238→ 20,740 totalExercise: $15.83→ Common Stock (10,238 underlying)
Footnotes (6)
- [F1]This acquisition or disposition transaction relates to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
- [F2]Represents fair value of the distribution and/or conversion of Deferred Stock Units, based on the fair market value RWT common stock on transaction date under the 2002 Incentive Plan.
- [F3]This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
- [F4]Shares are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
- [F5]No expiration date is applicable to Deferred Stock Units.
- [F6]Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Documents
Issuer
REDWOOD TRUST INC
CIK 0000930236
Entity typeother
Related Parties
1- filerCIK 0001233546
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 6:48 PM ET
- Size
- 9.9 KB