Home/Filings/4/A/0001233546-11-000002
4/A//SEC Filing

ZAGUNIS HAROLD F 4/A

Accession 0001233546-11-000002

CIK 0000930236other

Filed

May 3, 8:00 PM ET

Accepted

May 4, 1:08 PM ET

Size

6.6 KB

Accession

0001233546-11-000002

Insider Transaction Report

Form 4/AAmended
Period: 2011-05-02
ZAGUNIS HAROLD F
Chief Risk Officer
Transactions
  • Tax Payment

    Deferred Stock Units

    2011-05-0210,2380 total
    Exercise: $15.83Common Stock (10,238 underlying)
Footnotes (7)
  • [F1]Represents fair value of the distribution and/or conversion of Deferred Stock Units, based on the fair market value RWT common stock on transaction date under the 2002 Incentive Plan.
  • [F2]Transaction date amended to reflect the correct date of 5/2/2011, not 5/2/2010 as previously filed.
  • [F3]This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
  • [F4]Shares are subject to a mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
  • [F5]No expiration date is applicable to Deferred Stock Units.
  • [F6]This acquisition or disposition transaction relates to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
  • [F7]Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Issuer

REDWOOD TRUST INC

CIK 0000930236

Entity typeother

Related Parties

1
  • filerCIK 0001233546

Filing Metadata

Form type
4/A
Filed
May 3, 8:00 PM ET
Accepted
May 4, 1:08 PM ET
Size
6.6 KB