AXS ONE INC 4
4 · AXS ONE INC · Filed Sep 24, 2007
Insider Transaction Report
Form 4
AXS ONE INCAXO
TYPALDOS ELIAS
Executive Vice President/R&D
Transactions
- Disposition to Issuer
Common Stock
2007-08-31−30,000→ 1,005,079 total - Sale
Common Stock
2007-09-20$0.70/sh−173,455$121,418→ 921,624 total - Exercise/Conversion
Common Stock
2007-09-20$0.35/sh+60,000$21,000→ 1,095,079 total - Exercise/Conversion
Common Stock Option (right to buy)
2007-09-20−30,000→ 0 totalExercise: $0.30From: 2003-08-02Exp: 2011-08-02→ Common Stock (30,000 underlying) - Exercise/Conversion
Common Stock Option (right to buy)
2007-09-20−60,000→ 0 totalExercise: $0.35From: 2003-12-04Exp: 2011-12-04→ Common Stock (60,000 underlying) - Exercise/Conversion
Common Stock
2007-09-20$0.30/sh+30,000$9,000→ 1,035,079 total
Footnotes (3)
- [F1]Forfeit of restricted stock.
- [F2]Previous filings erroneously included option holdings of 90,000 shares in Table I, Column 5.
- [F3]Exercise of stock options; no consideration paid to or received by reporting person in connection with this transaction.