4//SEC Filing
JUDD RICHARD C 4
Accession 0001234981-03-000023
CIK 0000107681other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 2:53 PM ET
Size
12.3 KB
Accession
0001234981-03-000023
Insider Transaction Report
Form 4
JUDD RICHARD C
Sr. Vice President
Transactions
- Award
Common Stock
2003-08-21+37,463→ 42,012 total - Award
Key Employee Stock Option Plan
2003-08-21+54,415→ 54,415 totalExercise: $10.09Exp: 2010-02-21→ Common Stock (54,415 underlying)
Holdings
- 825
Key Employee Stock Option Plan
Exercise: $33.03Exp: 2007-01-15→ Common Stock (825 underlying) - 153(indirect: Profit Sharing Retirement Plan)
Common Stock
- 7,593
Key Employee Stock Option Plan
Exercise: $25.95Exp: 2008-01-15→ Common Stock (7,593 underlying) - 4,900
Stock Options
Exercise: $33.03Exp: 2008-01-15→ Common Stock (4,900 underlying) - 4,927
Key Employee Stock Option Plan
Exercise: $13.12Exp: 2010-01-15→ Common Stock (4,927 underlying) - 5,593
Common Stock
- 13,099
Key Employee Stock Option Plan
Exercise: $15.19Exp: 2010-01-15→ Common Stock (13,099 underlying)
Footnotes (10)
- [F1]Includes dividend reinvestment shares.
- [F10]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or twenty percent (20%) of the option is exercisable on each anniversary date of the grant for 5 consecutive years.
- [F2]Restricted shares awarded under Winn-Dixie Stores, Inc. Officer Compensation Program, subject to forfeiture.
- [F3]Performance Accelerated Restricted Shares awarded as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003. PARS vest upon reaching certain performance levels or at the end of 5 years, whichever occurs first.
- [F4]A calculated equivalent of shares held for the participant under the Winn-Dixie Stock Fund under the issuer's Profit Sharing/401(k) Plan. Participants hold plan units, which include cash and cash equivalent investments, the percentages of which fluctuate. The number of share equivalents fluctuates with changes in values of the investments and can change without change in investment direction.The total share equivalent shown reflects August 21, 2003 values and Plan investment balances.
- [F5]All are now exercisable.
- [F6]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 6/15/2002.
- [F7]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/7/2003.
- [F8]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/21/2004.
- [F9]Options granted as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeother
Related Parties
1- filerCIK 0001221884
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 2:53 PM ET
- Size
- 12.3 KB