Home/Filings/4/0001234981-03-000026
4//SEC Filing

MCCOOK RICHARD P 4

Accession 0001234981-03-000026

CIK 0000107681other

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 3:05 PM ET

Size

14.9 KB

Accession

0001234981-03-000026

Insider Transaction Report

Form 4
Period: 2003-08-21
MCCOOK RICHARD P
Sr. VP and CFO
Transactions
  • Award

    Common Stock

    2003-08-21+51,51568,371 total
  • Award

    Key Employee Stock Option Plan

    2003-08-21+74,82574,825 total
    Exercise: $10.09Exp: 2010-02-21Common Stock (74,825 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    14,730
  • Key Employee Stock Option Plan

    Exercise: $25.95Exp: 2008-01-15Common Stock (31,512 underlying)
    31,512
  • Stock Options

    Exercise: $20.00Exp: 2010-01-28Common Stock (92,267 underlying)
    92,267
  • Common Stock

    (indirect: As custodian for minor daughter)
    231
  • Key Employee Stock Option Plan

    Exercise: $41.51Exp: 2005-01-15Common Stock (7,432 underlying)
    7,432
  • Key Employee Stock Option Plan

    Exercise: $15.19Exp: 2010-01-15Common Stock (33,937 underlying)
    33,937
  • Common Stock

    50,374
  • Common Stock

    (indirect: Profit Sharing Retirement Plan)
    4,972
  • Common Stock

    (indirect: As custodian for minor son)
    804
  • Key Employee Stock Option Plan

    Exercise: $14.50Exp: 2007-01-15Common Stock (88,591 underlying)
    88,591
  • Common Stock

    (indirect: By Father)
    1,350
  • Key Employee Stock Option Plan

    Exercise: $36.44Exp: 2006-01-15Common Stock (11,796 underlying)
    11,796
Footnotes (10)
  • [F1]Restricted shares awarded under Winn-Dixie Stores, Inc. Officer Compensation Program, subject to forfeiture.
  • [F10]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or twenty percent (20%) of the option is exercisable on each anniversary date of the grant for 5 consecutive years, beginning 1/28/2001.
  • [F2]Performance Accelerated Restricted Shares awarded as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003. PARS vest upon reaching certain performance levels or at the end of 5 years, whichever occurs first.
  • [F3]A calculated equivalent of shares held for the participant under the Winn-Dixie Stock Fund under the issuer's Profit Sharing/401(k) Plan. Participants hold plan units, which include cash and cash equivalent investments, the percentages of which fluctuate. The number of share equivalents fluctuates with changes in values of the investments and can change without change in investment direction.The total share equivalent shown reflects August 21, 2003 values and Plan investment balances.
  • [F4]Richard P. McCook disclaims beneficial ownership of all such shares.
  • [F5]All are now exercisable.
  • [F6]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 6/15/2002.
  • [F7]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/7/2003.
  • [F8]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/21/2004.
  • [F9]Options granted as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003.

Issuer

WINN DIXIE STORES INC

CIK 0000107681

Entity typeother

Related Parties

1
  • filerCIK 0001221891

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 3:05 PM ET
Size
14.9 KB