4//SEC Filing
MCCOOK RICHARD P 4
Accession 0001234981-03-000026
CIK 0000107681other
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 3:05 PM ET
Size
14.9 KB
Accession
0001234981-03-000026
Insider Transaction Report
Form 4
MCCOOK RICHARD P
Sr. VP and CFO
Transactions
- Award
Common Stock
2003-08-21+51,515→ 68,371 total - Award
Key Employee Stock Option Plan
2003-08-21+74,825→ 74,825 totalExercise: $10.09Exp: 2010-02-21→ Common Stock (74,825 underlying)
Holdings
- 14,730(indirect: By Spouse)
Common Stock
- 31,512
Key Employee Stock Option Plan
Exercise: $25.95Exp: 2008-01-15→ Common Stock (31,512 underlying) - 92,267
Stock Options
Exercise: $20.00Exp: 2010-01-28→ Common Stock (92,267 underlying) - 231(indirect: As custodian for minor daughter)
Common Stock
- 7,432
Key Employee Stock Option Plan
Exercise: $41.51Exp: 2005-01-15→ Common Stock (7,432 underlying) - 33,937
Key Employee Stock Option Plan
Exercise: $15.19Exp: 2010-01-15→ Common Stock (33,937 underlying) - 50,374
Common Stock
- 4,972(indirect: Profit Sharing Retirement Plan)
Common Stock
- 804(indirect: As custodian for minor son)
Common Stock
- 88,591
Key Employee Stock Option Plan
Exercise: $14.50Exp: 2007-01-15→ Common Stock (88,591 underlying) - 1,350(indirect: By Father)
Common Stock
- 11,796
Key Employee Stock Option Plan
Exercise: $36.44Exp: 2006-01-15→ Common Stock (11,796 underlying)
Footnotes (10)
- [F1]Restricted shares awarded under Winn-Dixie Stores, Inc. Officer Compensation Program, subject to forfeiture.
- [F10]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or twenty percent (20%) of the option is exercisable on each anniversary date of the grant for 5 consecutive years, beginning 1/28/2001.
- [F2]Performance Accelerated Restricted Shares awarded as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003. PARS vest upon reaching certain performance levels or at the end of 5 years, whichever occurs first.
- [F3]A calculated equivalent of shares held for the participant under the Winn-Dixie Stock Fund under the issuer's Profit Sharing/401(k) Plan. Participants hold plan units, which include cash and cash equivalent investments, the percentages of which fluctuate. The number of share equivalents fluctuates with changes in values of the investments and can change without change in investment direction.The total share equivalent shown reflects August 21, 2003 values and Plan investment balances.
- [F4]Richard P. McCook disclaims beneficial ownership of all such shares.
- [F5]All are now exercisable.
- [F6]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 6/15/2002.
- [F7]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/7/2003.
- [F8]Exercisable upon a change in control of Winn-Dixie Stores, Inc. or one-third (1/3) of the option is exercisable on each anniversary date of the grant for 3 consecutive years, beginning 8/21/2004.
- [F9]Options granted as of 8/21/2003 by Compensation Committee at meeting held on August 21, 2003.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeother
Related Parties
1- filerCIK 0001221891
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 3:05 PM ET
- Size
- 14.9 KB